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What An Experimental Control Is And Why It’s So Important

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Daniel Nelson

control in lab experiment

An experimental control is used in scientific experiments to minimize the effect of variables which are not the interest of the study. The control can be an object, population, or any other variable which a scientist would like to “control.”

You may have heard of experimental control, but what is it? Why is an experimental control important? The function of an experimental control is to hold constant the variables that an experimenter isn’t interested in measuring.

This helps scientists ensure that there have been no deviations in the environment of the experiment that could end up influencing the outcome of the experiment, besides the variable they are investigating. Let’s take a closer look at what this means.

You may have ended up here to understand why a control is important in an experiment. A control is important for an experiment because it allows the experiment to minimize the changes in all other variables except the one being tested.

To start with, it is important to define some terminology.

Terminology Of A Scientific Experiment

NegativeThe negative control variable is a variable or group where no response is expected
PositiveA positive control is a group or variable that receives a treatment with a known positive result
RandomizationA randomized controlled seeks to reduce bias when testing a new treatment
Blind experimentsIn blind experiments, the variable or group does not know the full amount of information about the trial to not skew results
Double-blind experimentsA double-blind group is where all parties do not know which individual is receiving the experimental treatment

Randomization is important as it allows for more non-biased results in experiments. Random numbers generators are often used both in scientific studies as well as on 지노 사이트 to make outcomes fairer.

Scientists use the scientific method to ask questions and come to conclusions about the nature of the world. After making an observation about some sort of phenomena they would like to investigate, a scientist asks what the cause of that phenomena could be. The scientist creates a hypothesis, a proposed explanation that answers the question they asked. A hypothesis doesn’t need to be correct, it just has to be testable.

The hypothesis is a prediction about what will happen during the experiment, and if the hypothesis is correct then the results of the experiment should align with the scientist’s prediction. If the results of the experiment do not align with the hypothesis, then a good scientist will take this data into consideration and form a new hypothesis that can better explain the phenomenon in question.

Independent and Dependent Variables

In order to form an effective hypothesis and do meaningful research, the researcher must define the experiment’s independent and dependent variables . The independent variable is the variable which the experimenter either manipulates or controls in an experiment to test the effects of this manipulation on the dependent variable. A dependent variable is a variable being measured to see if the manipulation has any effect.

control in lab experiment

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For instance, if a researcher wanted to see how temperature impacts the behavior of a certain gas, the temperature they adjust would be the independent variable and the behavior of the gas the dependent variable.

Control Groups and Experimental Groups

There will frequently be two groups under observation in an experiment, the experimental group, and the control group . The control group is used to establish a baseline that the behavior of the experimental group can be compared to. If two groups of people were receiving an experimental treatment for a medical condition, one would be given the actual treatment (the experimental group) and one would typically be given a placebo or sugar pill (the control group).

Without an experimental control group, it is difficult to determine the effects of the independent variable on the dependent variable in an experiment. This is because there can always be outside factors that are influencing the behavior of the experimental group. The function of a control group is to act as a point of comparison, by attempting to ensure that the variable under examination (the impact of the medicine) is the thing responsible for creating the results of an experiment. The control group is holding other possible variables constant, such as the act of seeing a doctor and taking a pill, so only the medicine itself is being tested.

Why Are Experimental Controls So Important?

Experimental controls allow scientists to eliminate varying amounts of uncertainty in their experiments. Whenever a researcher does an experiment and wants to ensure that only the variable they are interested in changing is changing, they need to utilize experimental controls.

Experimental controls have been dubbed “controls” precisely because they allow researchers to control the variables they think might have an impact on the results of the study. If a researcher believes that some outside variables could influence the results of their research, they’ll use a control group to try and hold that thing constant and measure any possible influence it has on the results. It is important to note that there may be many different controls for an experiment, and the more complex a phenomenon under investigation is, the more controls it is likely to have.

Not only do controls establish a baseline that the results of an experiment can be compared to, they also allow researchers to correct for possible errors. If something goes wrong in the experiment, a scientist can check on the controls of the experiment to see if the error had to do with the controls. If so, they can correct this next time the experiment is done.

A Practical Example

Let’s take a look at a concrete example of experimental control. If an experimenter wanted to determine how different soil types impacted the germination period of seeds , they could set up four different pots. Each pot would be filled with a different soil type, planted with seeds, then watered and exposed to sunlight. Measurements would be taken regarding how long it took for the seeds to sprout in the different soil types.

control in lab experiment

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A control for this experiment might be to fill more pots with just the different types of soil and no seeds or to set aside some seeds in a pot with no soil. The goal is to try and determine that it isn’t something else other than the soil, like the nature of the seeds themselves, the amount of sun they were exposed to, or how much water they are given, that affected how quickly the seeds sprouted. The more variables a researcher controlled for, the surer they could be that it was the type of soil having an impact on the germination period.

  Not All Experiments Are Controlled

“It doesn’t matter how beautiful your theory is, it doesn’t matter how smart you are. If it doesn’t agree with experiment, it’s wrong.” — Richard P. Feynman

While experimental controls are important , it is also important to remember that not all experiments are controlled. In the real world, there are going to be limitations on what variables a researcher can control for, and scientists often try to record as much data as they can during an experiment so they can compare factors and variables with one another to see if any variables they didn’t control for might have influenced the outcome. It’s still possible to draw useful data from experiments that don’t have controls, but it is much more difficult to draw meaningful conclusions based on uncontrolled data.

Though it is often impossible in the real world to control for every possible variable, experimental controls are an invaluable part of the scientific process and the more controls an experiment has the better off it is.

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  • Controlled Experiments | Methods & Examples of Control

Controlled Experiments | Methods & Examples of Control

Published on 19 April 2022 by Pritha Bhandari . Revised on 10 October 2022.

In experiments , researchers manipulate independent variables to test their effects on dependent variables. In a controlled experiment , all variables other than the independent variable are controlled or held constant so they don’t influence the dependent variable.

Controlling variables can involve:

  • Holding variables at a constant or restricted level (e.g., keeping room temperature fixed)
  • Measuring variables to statistically control for them in your analyses
  • Balancing variables across your experiment through randomisation (e.g., using a random order of tasks)

Table of contents

Why does control matter in experiments, methods of control, problems with controlled experiments, frequently asked questions about controlled experiments.

Control in experiments is critical for internal validity , which allows you to establish a cause-and-effect relationship between variables.

  • Your independent variable is the colour used in advertising.
  • Your dependent variable is the price that participants are willing to pay for a standard fast food meal.

Extraneous variables are factors that you’re not interested in studying, but that can still influence the dependent variable. For strong internal validity, you need to remove their effects from your experiment.

  • Design and description of the meal
  • Study environment (e.g., temperature or lighting)
  • Participant’s frequency of buying fast food
  • Participant’s familiarity with the specific fast food brand
  • Participant’s socioeconomic status

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You can control some variables by standardising your data collection procedures. All participants should be tested in the same environment with identical materials. Only the independent variable (e.g., advert colour) should be systematically changed between groups.

Other extraneous variables can be controlled through your sampling procedures . Ideally, you’ll select a sample that’s representative of your target population by using relevant inclusion and exclusion criteria (e.g., including participants from a specific income bracket, and not including participants with colour blindness).

By measuring extraneous participant variables (e.g., age or gender) that may affect your experimental results, you can also include them in later analyses.

After gathering your participants, you’ll need to place them into groups to test different independent variable treatments. The types of groups and method of assigning participants to groups will help you implement control in your experiment.

Control groups

Controlled experiments require control groups . Control groups allow you to test a comparable treatment, no treatment, or a fake treatment, and compare the outcome with your experimental treatment.

You can assess whether it’s your treatment specifically that caused the outcomes, or whether time or any other treatment might have resulted in the same effects.

  • A control group that’s presented with red advertisements for a fast food meal
  • An experimental group that’s presented with green advertisements for the same fast food meal

Random assignment

To avoid systematic differences between the participants in your control and treatment groups, you should use random assignment .

This helps ensure that any extraneous participant variables are evenly distributed, allowing for a valid comparison between groups .

Random assignment is a hallmark of a ‘true experiment’ – it differentiates true experiments from quasi-experiments .

Masking (blinding)

Masking in experiments means hiding condition assignment from participants or researchers – or, in a double-blind study , from both. It’s often used in clinical studies that test new treatments or drugs.

Sometimes, researchers may unintentionally encourage participants to behave in ways that support their hypotheses. In other cases, cues in the study environment may signal the goal of the experiment to participants and influence their responses.

Using masking means that participants don’t know whether they’re in the control group or the experimental group. This helps you control biases from participants or researchers that could influence your study results.

Although controlled experiments are the strongest way to test causal relationships, they also involve some challenges.

Difficult to control all variables

Especially in research with human participants, it’s impossible to hold all extraneous variables constant, because every individual has different experiences that may influence their perception, attitudes, or behaviors.

But measuring or restricting extraneous variables allows you to limit their influence or statistically control for them in your study.

Risk of low external validity

Controlled experiments have disadvantages when it comes to external validity – the extent to which your results can be generalised to broad populations and settings.

The more controlled your experiment is, the less it resembles real world contexts. That makes it harder to apply your findings outside of a controlled setting.

There’s always a tradeoff between internal and external validity . It’s important to consider your research aims when deciding whether to prioritise control or generalisability in your experiment.

Experimental designs are a set of procedures that you plan in order to examine the relationship between variables that interest you.

To design a successful experiment, first identify:

  • A testable hypothesis
  • One or more independent variables that you will manipulate
  • One or more dependent variables that you will measure

When designing the experiment, first decide:

  • How your variable(s) will be manipulated
  • How you will control for any potential confounding or lurking variables
  • How many subjects you will include
  • How you will assign treatments to your subjects

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Pritha Bhandari

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Microbe Notes

Microbe Notes

Controlled Experiments: Definition, Steps, Results, Uses

Controlled experiments ensure valid and reliable results by minimizing biases and controlling variables effectively.

Rigorous planning, ethical considerations, and precise data analysis are vital for successful experiment execution and meaningful conclusions.

Real-world applications demonstrate the practical impact of controlled experiments, guiding informed decision-making in diverse domains.

Controlled Experiments

Controlled experiments are the systematic research method where variables are intentionally manipulated and controlled to observe the effects of a particular phenomenon. It aims to isolate and measure the impact of specific variables, ensuring a more accurate causality assessment.

Table of Contents

Interesting Science Videos

Importance of controlled experiments in various fields

Controlled experiments are significant across diverse fields, including science, psychology, economics, healthcare, and technology.

They provide a systematic approach to test hypotheses, establish cause-and-effect relationships, and validate the effectiveness of interventions or solutions.

Why Controlled Experiments Matter? 

Validity and reliability of results.

Controlled experiments uphold the gold standard for scientific validity and reliability. By meticulously controlling variables and conditions, researchers can attribute observed outcomes accurately to the independent variable being tested. This precision ensures that the findings can be replicated and are trustworthy.

Minimizing Biases and Confounding Variables

One of the core benefits of controlled experiments lies in their ability to minimize biases and confounding variables. Extraneous factors that could distort results are mitigated through careful control and randomization. This enables researchers to isolate the effects of the independent variable, leading to a more accurate understanding of causality.

Achieving Causal Inference

Controlled experiments provide a strong foundation for establishing causal relationships between variables. Researchers can confidently infer causation by manipulating specific variables and observing resulting changes. The capability informs decision-making, policy formulation, and advancements across various fields.

Planning a Controlled Experiment

Formulating research questions and hypotheses.

Formulating clear research questions and hypotheses is paramount at the outset of a controlled experiment. These inquiries guide the direction of the study, defining the variables of interest and setting the stage for structured experimentation.

Well-defined questions and hypotheses contribute to focused research and facilitate meaningful data collection.

Identifying Variables and Control Groups

Identifying and defining independent, dependent, and control variables is fundamental to experimental planning. 

Precise identification ensures that the experiment is designed to isolate the effect of the independent variable while controlling for other influential factors. Establishing control groups allows for meaningful comparisons and robust analysis of the experimental outcomes.

Designing Experimental Procedures and Protocols

Careful design of experimental procedures and protocols is essential for a successful controlled experiment. The step involves outlining the methodology, data collection techniques, and the sequence of activities in the experiment. 

A well-designed experiment is structured to maintain consistency, control, and accuracy throughout the study, thereby enhancing the validity and credibility of the results.

Conducting a Controlled Experiment

Randomization and participant selection.

Randomization is a critical step in ensuring the fairness and validity of a controlled experiment. It involves assigning participants to different experimental conditions in a random and unbiased manner. 

The selection of participants should accurately represent the target population, enhancing the results’ generalizability.

Data Collection Methods and Instruments

Selecting appropriate data collection methods and instruments is pivotal in gathering accurate and relevant data. Researchers often employ surveys, observations, interviews, or specialized tools to record and measure the variables of interest. 

The chosen methods should align with the experiment’s objectives and provide reliable data for analysis.

Monitoring and Maintaining Experimental Conditions

Maintaining consistent and controlled experimental conditions throughout the study is essential. Regular monitoring helps ensure that variables remain constant and uncontaminated, reducing the risk of confounding factors. 

Rigorous monitoring protocols and timely adjustments are crucial for the accuracy and reliability of the experiment.

Analysing Results and Drawing Conclusions

Data analysis techniques.

Data analysis involves employing appropriate statistical and analytical techniques to process the collected data. This step helps derive meaningful insights, identify patterns, and draw valid conclusions. 

Common techniques include regression analysis, t-tests , ANOVA , and more, tailored to the research design and data type .

Interpretation of Results

Interpreting the results entails understanding the statistical outcomes and their implications for the research objectives. 

Researchers analyze patterns, trends, and relationships revealed by the data analysis to infer the experiment’s impact on the variables under study. Clear and accurate interpretation is crucial for deriving actionable insights.

Implications and Potential Applications

Identifying the broader implications and potential applications of the experiment’s results is fundamental. Researchers consider how the findings can inform decision-making, policy development, or further research. 

Understanding the practical implications helps bridge the gap between theoretical insights and real-world application.

Common Challenges and Solutions

Addressing ethical considerations.

Ethical challenges in controlled experiments include ensuring informed consent, protecting participants’ privacy, and minimizing harm. 

Solutions involve thorough ethics reviews, transparent communication with participants, and implementing safeguards to uphold ethical standards throughout the experiment.

Dealing with Sample Size and Statistical Power

The sample size is crucial for achieving statistically significant results. Adequate sample sizes enhance the experiment’s power to detect meaningful effects accurately. 

Statistical power analysis guides researchers in determining the optimal sample size for the experiment, minimizing the risk of type I and II errors .

Mitigating Unforeseen Variables

Unforeseen variables can introduce bias and affect the experiment’s validity. Researchers employ meticulous planning and robust control measures to minimize the impact of unforeseen variables. 

Pre-testing and pilot studies help identify potential confounders, allowing researchers to adapt the experiment accordingly.

A controlled experiment involves meticulous planning, precise execution, and insightful analysis. Adhering to ethical standards, optimizing sample size, and adapting to unforeseen variables are key challenges that require thoughtful solutions. 

Real-world applications showcase the transformative potential of controlled experiments across varied domains, emphasizing their indispensable role in evidence-based decision-making and progress.

  • https://www.khanacademy.org/science/biology/intro-to-biology/science-of-biology/a/experiments-and-observations
  • https://www.scribbr.com/methodology/controlled-experiment/
  • https://link.springer.com/10.1007/978-1-4899-7687-1_891
  • http://ai.stanford.edu/~ronnyk/GuideControlledExperiments.pdf
  • https://www.ncbi.nlm.nih.gov/pmc/articles/PMC6776925/
  • https://www.ncbi.nlm.nih.gov/pmc/articles/PMC4017459/
  • https://www.merriam-webster.com/dictionary/controlled%20experiment

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Why control an experiment?

John s torday.

1 Department of Pediatrics, Harbor‐UCLA Medical Center, Torrance, CA, USA

František Baluška

2 IZMB, University of Bonn, Bonn, Germany

Empirical research is based on observation and experimentation. Yet, experimental controls are essential for overcoming our sensory limits and generating reliable, unbiased and objective results.

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Object name is EMBR-20-e49110-g001.jpg

We made a deliberate decision to become scientists and not philosophers, because science offers the opportunity to test ideas using the scientific method. And once we began our formal training as scientists, the greatest challenge beyond formulating a testable or refutable hypothesis was designing appropriate controls for an experiment. In theory, this seems trivial, but in practice, it is often difficult. But where and when did this concept of controlling an experiment start? It is largely attributed to Roger Bacon, who emphasized the use of artificial experiments to provide additional evidence for observations in his Novum Organum Scientiarum in 1620. Other philosophers took up the concept of empirical research: in 1877, Charles Peirce redefined the scientific method in The Fixation of Belief as the most efficient and reliable way to prove a hypothesis. In the 1930s, Karl Popper emphasized the necessity of refuting hypotheses in The Logic of Scientific Discoveries . While these influential works do not explicitly discuss controls as an integral part of experiments, their importance for generating solid and reliable results is nonetheless implicit.

… once we began our formal training as scientists, the greatest challenge beyond formulating a testable or refutable hypothesis was designing appropriate controls for an experiment.

But the scientific method based on experimentation and observation has come under criticism of late in light of the ever more complex problems faced in physics and biology. Chris Anderson, the editor of Wired Magazine, proposed that we should turn to statistical analysis, machine learning, and pattern recognition instead of creating and testing hypotheses, based on the Informatics credo that if you cannot answer the question, you need more data. However, this attitude subsumes that we already have enough data and that we just cannot make sense of it. This assumption is in direct conflict with David Bohm's thesis that there are two “Orders”, the Explicate and Implicate 1 . The Explicate Order is the way in which our subjective sensory systems perceive the world 2 . In contrast, Bohm's Implicate Order would represent the objective reality beyond our perception. This view—that we have only a subjective understanding of reality—dates back to Galileo Galilei who, in 1623, criticized the Aristotelian concept of absolute and objective qualities of our sensory perceptions 3 and to Plato's cave allegory that reality is only what our senses allow us to see.

The only way for systematically overcoming the limits of our sensory apparatus and to get a glimpse of the Implicate Order is through the scientific method, through hypothesis‐testing, controlled experimentation. Beyond the methodology, controlling an experiment is critically important to ensure that the observed results are not just random events; they help scientists to distinguish between the “signal” and the background “noise” that are inherent in natural and living systems. For example, the detection method for the recent discovery of gravitational waves used four‐dimensional reference points to factor out the background noise of the Cosmos. Controls also help to account for errors and variability in the experimental setup and measuring tools: The negative control of an enzyme assay, for instance, tests for any unrelated background signals from the assay or measurement. In short, controls are essential for the unbiased, objective observation and measurement of the dependent variable in response to the experimental setup.

The only way for systematically overcoming the limits of our sensory apparatus […] is through the Scientific Method, through hypothesis‐testing, controlled experimentation.

Nominally, both positive and negative controls are material and procedural; that is, they control for variability of the experimental materials and the procedure itself. But beyond the practical issues to avoid procedural and material artifacts, there is an underlying philosophical question. The need for experimental controls is a subliminal recognition of the relative and subjective nature of the Explicate Order. It requires controls as “reference points” in order to transcend it, and to approximate the Implicate Order.

This is similar to Peter Rowlands’ 4 dictum that everything in the Universe adds up to zero, the universal attractor in mathematics. Prior to the introduction of zero, mathematics lacked an absolute reference point similar to a negative or positive control in an experiment. The same is true of biology, where the cell is the reference point owing to its negative entropy: It appears as an attractor for the energy of its environment. Hence, there is a need for careful controls in biology: The homeostatic balance that is inherent to life varies during the course of an experiment and therefore must be precisely controlled to distinguish noise from signal and approximate the Implicate Order of life.

P  < 0.05 tacitly acknowledges the explicate order

Another example of the “subjectivity” of our perception is the level of accuracy we accept for differences between groups. For example, when we use statistical methods to determine if an observed difference between control and experimental groups is a random occurrence or a specific effect, we conventionally consider a p value of less than or equal to 5% as statistically significant; that is, there is a less than 0.05 probability that the effect is random. The efficacy of this arbitrary convention has been debated for decades; suffice to say that despite questioning the validity of that convention, a P value of < 0.05 reflects our acceptance of the subjectivity of our perception of reality.

… controls are essential for the unbiased, objective observation and measurement of the dependent variable in response to the experimental setup.

Thus, if we do away with hypothesis‐testing science in favor of informatics based on data and statistics—referring to Anderson's suggestion—it reflects our acceptance of the noise in the system. However, mere data analysis without any underlying hypothesis is tantamount to “garbage in‐garbage out”, in contrast to well‐controlled imaginative experiments to separate the wheat from the chaff. Albert Einstein was quoted as saying that imagination was more important than knowledge.

The ultimate purpose of the scientific method is to understand ourselves and our place in Nature. Conventionally, we subscribe to the Anthropic Principle, that we are “in” this Universe, whereas the Endosymbiosis Theory, advocated by Lynn Margulis, stipulates that we are “of” this Universe as a result of the assimilation of the physical environment. According to this theory, the organism endogenizes external factors to make them physiologically “useful”, such as iron as the core of the hemoglobin molecule, or ancient bacteria as mitochondria.

… there is a fundamental difference between knowing via believing and knowing based on empirical research.

By applying the developmental mechanism of cell–cell communication to phylogeny, we have revealed the interrelationships between cells and explained evolution from its origin as the unicellular state to multicellularity via cell–cell communication. The ultimate outcome of this research is that consciousness is the product of cellular processes and cell–cell communication in order to react to the environment and better anticipate future events 5 , 6 . Consciousness is an essential prerequisite for transcending the Explicate Order toward the Implicate Order via cellular sensory and cognitive systems that feed an ever‐expanding organismal knowledge about both the environment and itself.

It is here where the empirical approach to understanding nature comes in with its emphasis that knowledge comes only from sensual experience rather than innate ideas or traditions. In the context of the cell or higher systems, knowledge about the environment can only be gained by sensing and analyzing the environment. Empiricism is similar to an equation in which the variables and terms form a product, or a chemical reaction, or a biological process where the substrates, aka sensory data, form products, that is, knowledge. However, it requires another step—imagination, according to Albert Einstein—to transcend the Explicate Order in order to gain insight into the Implicate Order. Take for instance, Dmitri Ivanovich Mendeleev's Periodic Table of Elements: his brilliant insight was not just to use Atomic Number to organize it, but also to consider the chemical reactivities of the Elements by sorting them into columns. By introducing chemical reactivity to the Periodic Table, Mendeleev provided something like the “fourth wall” in Drama, which gives the audience an omniscient, god‐like perspective on what is happening on stage.

The capacity to transcend the subjective Explicate Order to approximate the objective Implicate Order is not unlike Eastern philosophies like Buddhism or Taoism, which were practiced long before the scientific method. An Indian philosopher once pointed out that the Hindus have known for 30,000 years that the Earth revolves around the sun, while the Europeans only realized this a few hundred years ago based on the work of Copernicus, Brahe, and Galileo. However, there is a fundamental difference between knowing via believing and knowing based on empirical research. A similar example is Aristotle's refusal to test whether a large stone would fall faster than a small one, as he knew the answer already 7 . Galileo eventually performed the experiment from the Leaning Tower in Pisa to demonstrate that the fall time of two objects is independent of their mass—which disproved Aristotle's theory of gravity that stipulated that objects fall at a speed proportional to their mass. Again, it demonstrates the power of empiricism and experimentation as formulated by Francis Bacon, John Locke, and others, over intuition and rationalizing.

Even if our scientific instruments provide us with objective data, we still need to apply our consciousness to evaluate and interpret such data.

Following the evolution from the unicellular state to multicellular organisms—and reverse‐engineering it to a minimal‐cell state—reveals that biologic diversity is an artifact of the Explicate Order. Indeed, the unicell seems to be the primary level of selection in the Implicate Order, as it remains proximate to the First Principles of Physiology, namely negative entropy (negentropy), chemiosmosis, and homeostasis. The first two principles are necessary for growth and proliferation, whereas the last reflects Newton's Third Law of Motion that every action has an equal and opposite reaction so as to maintain homeostasis.

All organisms interact with their surroundings and assimilate their experience as epigenetic marks. Such marks extend to the DNA of germ cells and thus change the phenotypic expression of the offspring. The offspring, in turn, interacts with the environment in response to such epigenetic modifications, giving rise to the concept of the phenotype as an agent that actively and purposefully interacts with its environment in order to adapt and survive. This concept of phenotype based on agency linked to the Explicate Order fundamentally differs from its conventional description as a mere set of biologic characteristics. Organisms’ capacities to anticipate future stress situations from past memories are obvious in simple animals such as nematodes, as well as in plants and bacteria 8 , suggesting that the subjective Explicate Order controls both organismal behavior and trans‐generational evolution.

That perspective offers insight to the nature of consciousness: not as a “mind” that is separate from a “body”, but as an endogenization of physical matter, which complies with the Laws of Nature. In other words, consciousness is the physiologic manifestation of endogenized physical surroundings, compartmentalized, and made essential for all organisms by forming the basis for their physiology. Endocytosis and endocytic/synaptic vesicles contribute to endogenization of cellular surroundings, allowing eukaryotic organisms to gain knowledge about the environment. This is true not only for neurons in brains, but also for all eukaryotic cells 5 .

Such a view of consciousness offers insight to our awareness of our physical surroundings as the basis for self‐referential self‐organization. But this is predicated on our capacity to “experiment” with our environment. The burgeoning idea that we are entering the Anthropocene, a man‐made world founded on subjective senses instead of Natural Laws, is a dangerous step away from our innate evolutionary arc. Relying on just our senses and emotions, without experimentation and controls to understand the Implicate Order behind reality, is not just an abandonment of the principles of the Enlightenment, but also endangers the planet and its diversity of life.

Further reading

Anderson C (2008) The End of Theory: the data deluge makes the scientific method obsolete. Wired (December 23, 2008)

Bacon F (1620, 2011) Novum Organum Scientiarum. Nabu Press

Baluška F, Gagliano M, Witzany G (2018) Memory and Learning in Plants. Springer Nature

Charlesworth AG, Seroussi U, Claycomb JM (2019) Next‐Gen learning: the C. elegans approach. Cell 177: 1674–1676

Eliezer Y, Deshe N, Hoch L, Iwanir S, Pritz CO, Zaslaver A (2019) A memory circuit for coping with impending adversity. Curr Biol 29: 1573–1583

Gagliano M, Renton M, Depczynski M, Mancuso S (2014) Experience teaches plants to learn faster and forget slower in environments where it matters. Oecologia 175: 63–72

Gagliano M, Vyazovskiy VV, Borbély AA, Grimonprez M, Depczynski M (2016) Learning by association in plants. Sci Rep 6: 38427

Katz M, Shaham S (2019) Learning and memory: mind over matter in C. elegans . Curr Biol 29: R365‐R367

Kováč L (2007) Information and knowledge in biology – time for reappraisal. Plant Signal Behav 2: 65–73

Kováč L (2008) Bioenergetics – a key to brain and mind. Commun Integr Biol 1: 114–122

Koshland DE Jr (1980) Bacterial chemotaxis in relation to neurobiology. Annu Rev Neurosci 3: 43–75

Lyon P (2015) The cognitive cell: bacterial behavior reconsidered. Front Microbiol 6: 264

Margulis L (2001) The conscious cell. Ann NY Acad Sci 929: 55–70

Maximillian N (2018) The Metaphysics of Science and Aim‐Oriented Empiricism. Springer: New York

Mazzocchi F (2015) Could Big Data be the end of theory in science? EMBO Rep 16: 1250–1255

Moore RS, Kaletsky R, Murphy CT (2019) Piwi/PRG‐1 argonaute and TGF‐β mediate transgenerational learned pathogenic avoidance. Cell 177: 1827–1841

Peirce CS (1877) The Fixation of Belief. Popular Science Monthly 12: 1–15

Pigliucci M (2009) The end of theory in science? EMBO Rep 10: 534

Popper K (1959) The Logic of Scientific Discovery. Routledge: London

Posner R, Toker IA, Antonova O, Star E, Anava S, Azmon E, Hendricks M, Bracha S, Gingold H, Rechavi O (2019) Neuronal small RNAs control behavior transgenerationally. Cell 177: 1814–1826

Russell B (1912) The Problems of Philosophy. Henry Holt and Company: New York

Scerri E (2006) The Periodic Table: It's Story and Significance. Oxford University Press, Oxford

Shapiro JA (2007) Bacteria are small but not stupid: cognition, natural genetic engineering and socio‐bacteriology. Stud Hist Philos Biol Biomed Sci 38: 807–818

Torday JS, Miller WB Jr (2016) Biologic relativity: who is the observer and what is observed? Prog Biophys Mol Biol 121: 29–34

Torday JS, Rehan VK (2017) Evolution, the Logic of Biology. Wiley: Hoboken

Torday JS, Miller WB Jr (2016) Phenotype as agent for epigenetic inheritance. Biology (Basel) 5: 30

Wasserstein RL, Lazar NA (2016) The ASA's statement on p‐values: context, process and purpose. Am Statist 70: 129–133

Yamada T, Yang Y, Valnegri P, Juric I, Abnousi A, Markwalter KH, Guthrie AN, Godec A, Oldenborg A, Hu M, Holy TE, Bonni A (2019) Sensory experience remodels genome architecture in neural circuit to drive motor learning. Nature 569: 708–713

Ladislav Kováč discussed the advantages and drawbacks of the inductive method for science and the logic of scientific discoveries 9 . Obviously, technological advances have enabled scientists to expand the borders of knowledge, and informatics allows us to objectively analyze ever larger data‐sets. It was the telescope that enabled Tycho Brahe, Johannes Kepler, and Galileo Galilei to make accurate observations and infer the motion of the planets. The microscope provided Robert Koch and Louis Pasteur insights into the microbial world and determines the nature of infectious diseases. Particle colliders now give us a glimpse into the birth of the Universe, while DNA sequencing and bioinformatics have enormously advanced biology's goal to understand the molecular basis of life.

However, Kováč also reminds us that Bayesian inferences and reasoning have serious drawbacks, as documented in the instructive example of Bertrand Russell's “inductivist turkey”, which collected large amounts of reproducible data each morning about feeding time. Based on these observations, the turkey correctly predicted the feeding time for the next morning—until Christmas Eve when the turkey's throat was cut 9 . In order to avoid the fate of the “inductivist turkey”, mankind should also rely on Popperian deductive science, namely formulating theories, concepts, and hypotheses, which are either confirmed or refuted via stringent experimentation and proper controls. Even if our scientific instruments provide us with objective data, we still need to apply our consciousness to evaluate and interpret such data. Moreover, before we start using our scientific instruments, we need to pose scientific questions. Therefore, as suggested by Albert Szent‐Györgyi, we need both Dionysian and Apollonian types of scientists 10 . Unfortunately, as was the case in Szent‐Györgyi's times, the Dionysians are still struggling to get proper support.

There have been pleas for reconciling philosophy and science, which parted ways owing to the rise of empiricism. This essay recognizes the centrality experiments and their controls for the advancement of scientific thought, and the attendant advance in philosophy needed to cope with many extant and emerging issues in science and society. We need a common “will” to do so. The rationale is provided herein, if only.

Acknowledgements

John Torday has been a recipient of NIH Grant HL055268. František Baluška is thankful to numerous colleagues for very stimulating discussions on topics analyzed in this article.

EMBO Reports (2019) 20 : e49110 [ PMC free article ] [ PubMed ] [ Google Scholar ]

Contributor Information

John S Torday, Email: ude.alcu@yadrotj .

František Baluška, Email: ed.nnob-inu@aksulab .

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Biology Dictionary

Controlled Experiment

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Controlled Experiment Definition

A controlled experiment is a scientific test that is directly manipulated by a scientist, in order to test a single variable at a time. The variable being tested is the independent variable , and is adjusted to see the effects on the system being studied. The controlled variables are held constant to minimize or stabilize their effects on the subject. In biology, a controlled experiment often includes restricting the environment of the organism being studied. This is necessary to minimize the random effects of the environment and the many variables that exist in the wild.

In a controlled experiment, the study population is often divided into two groups. One group receives a change in a certain variable, while the other group receives a standard environment and conditions. This group is referred to as the control group , and allows for comparison with the other group, known as the experimental group . Many types of controls exist in various experiments, which are designed to ensure that the experiment worked, and to have a basis for comparison. In science, results are only accepted if it can be shown that they are statistically significant . Statisticians can use the difference between the control group and experimental group and the expected difference to determine if the experiment supports the hypothesis , or if the data was simply created by chance.

Examples of Controlled Experiment

Music preference in dogs.

Do dogs have a taste in music? You might have considered this, and science has too. Believe it or not, researchers have actually tested dog’s reactions to various music genres. To set up a controlled experiment like this, scientists had to consider the many variables that affect each dog during testing. The environment the dog is in when listening to music, the volume of the music, the presence of humans, and even the temperature were all variables that the researches had to consider.

In this case, the genre of the music was the independent variable. In other words, to see if dog’s change their behavior in response to different kinds of music, a controlled experiment had to limit the interaction of the other variables on the dogs. Usually, an experiment like this is carried out in the same location, with the same lighting, furniture, and conditions every time. This ensures that the dogs are not changing their behavior in response to the room. To make sure the dogs don’t react to humans or simply the noise of the music, no one else can be in the room and the music must be played at the same volume for each genre. Scientist will develop protocols for their experiment, which will ensure that many other variables are controlled.

This experiment could also split the dogs into two groups, only testing music on one group. The control group would be used to set a baseline behavior, and see how dogs behaved without music. The other group could then be observed and the differences in the group’s behavior could be analyzed. By rating behaviors on a quantitative scale, statistics can be used to analyze the difference in behavior, and see if it was large enough to be considered significant. This basic experiment was carried out on a large number of dogs, analyzing their behavior with a variety of different music genres. It was found that dogs do show more relaxed and calm behaviors when a specific type of music plays. Come to find out, dogs enjoy reggae the most.

Scurvy in Sailors

In the early 1700s, the world was a rapidly expanding place. Ships were being built and sent all over the world, carrying thousands and thousands of sailors. These sailors were mostly fed the cheapest diets possible, not only because it decreased the costs of goods, but also because fresh food is very hard to keep at sea. Today, we understand that lack of essential vitamins and nutrients can lead to severe deficiencies that manifest as disease. One of these diseases is scurvy.

Scurvy is caused by a simple vitamin C deficiency, but the effects can be brutal. Although early symptoms just include general feeling of weakness, the continued lack of vitamin C will lead to a breakdown of the blood cells and vessels that carry the blood. This results in blood leaking from the vessels. Eventually, people bleed to death internally and die. Before controlled experiments were commonplace, a simple physician decided to tackle the problem of scurvy. James Lind, of the Royal Navy, came up with a simple controlled experiment to find the best cure for scurvy.

He separated sailors with scurvy into various groups. He subjected them to the same controlled condition and gave them the same diet, except one item. Each group was subjected to a different treatment or remedy, taken with their food. Some of these remedies included barley water, cider and a regiment of oranges and lemons. This created the first clinical trial , or test of the effectiveness of certain treatments in a controlled experiment. Lind found that the oranges and lemons helped the sailors recover fast, and within a few years the Royal Navy had developed protocols for growing small leafy greens that contained high amounts of vitamin C to feed their sailors.

Related Biology Terms

  • Field Experiment – An experiment conducted in nature, outside the bounds of total control.
  • Independent Variable – The thing in an experiment being changed or manipulated by the experimenter to see effects on the subject.
  • Controlled Variable – A thing that is normalized or standardized across an experiment, to remove it from having an effect on the subject being studied.
  • Control Group – A group of subjects in an experiment that receive no independent variable, or a normalized amount, to provide comparison.

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What Is a Controlled Experiment?

Definition and Example

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A controlled experiment is one in which everything is held constant except for one variable . Usually, a set of data is taken to be a control group , which is commonly the normal or usual state, and one or more other groups are examined where all conditions are identical to the control group and to each other except for one variable.

Sometimes it's necessary to change more than one variable, but all of the other experimental conditions will be controlled so that only the variables being examined change. And what is measured is the variables' amount or the way in which they change.

Controlled Experiment

  • A controlled experiment is simply an experiment in which all factors are held constant except for one: the independent variable.
  • A common type of controlled experiment compares a control group against an experimental group. All variables are identical between the two groups except for the factor being tested.
  • The advantage of a controlled experiment is that it is easier to eliminate uncertainty about the significance of the results.

Example of a Controlled Experiment

Let's say you want to know if the type of soil affects how long it takes a seed to germinate, and you decide to set up a controlled experiment to answer the question. You might take five identical pots, fill each with a different type of soil, plant identical bean seeds in each pot, place the pots in a sunny window, water them equally, and measure how long it takes for the seeds in each pot to sprout.

This is a controlled experiment because your goal is to keep every variable constant except the type of soil you use. You control these features.

Why Controlled Experiments Are Important

The big advantage of a controlled experiment is that you can eliminate much of the uncertainty about your results. If you couldn't control each variable, you might end up with a confusing outcome.

For example, if you planted different types of seeds in each of the pots, trying to determine if soil type affected germination, you might find some types of seeds germinate faster than others. You wouldn't be able to say, with any degree of certainty, that the rate of germination was due to the type of soil. It might as well have been due to the type of seeds.

Or, if you had placed some pots in a sunny window and some in the shade or watered some pots more than others, you could get mixed results. The value of a controlled experiment is that it yields a high degree of confidence in the outcome. You know which variable caused or did not cause a change.

Are All Experiments Controlled?

No, they are not. It's still possible to obtain useful data from uncontrolled experiments, but it's harder to draw conclusions based on the data.

An example of an area where controlled experiments are difficult is human testing. Say you want to know if a new diet pill helps with weight loss. You can collect a sample of people, give each of them the pill, and measure their weight. You can try to control as many variables as possible, such as how much exercise they get or how many calories they eat.

However, you will have several uncontrolled variables, which may include age, gender, genetic predisposition toward a high or low metabolism, how overweight they were before starting the test, whether they inadvertently eat something that interacts with the drug, etc.

Scientists try to record as much data as possible when conducting uncontrolled experiments, so they can see additional factors that may be affecting their results. Although it is harder to draw conclusions from uncontrolled experiments, new patterns often emerge that would not have been observable in a controlled experiment.

For example, you may notice the diet drug seems to work for female subjects, but not for male subjects, and this may lead to further experimentation and a possible breakthrough. If you had only been able to perform a controlled experiment, perhaps on male clones alone, you would have missed this connection.

  • Box, George E. P., et al.  Statistics for Experimenters: Design, Innovation, and Discovery . Wiley-Interscience, a John Wiley & Soncs, Inc., Publication, 2005. 
  • Creswell, John W.  Educational Research: Planning, Conducting, and Evaluating Quantitative and Qualitative Research . Pearson/Merrill Prentice Hall, 2008.
  • Pronzato, L. "Optimal experimental design and some related control problems". Automatica . 2008.
  • Robbins, H. "Some Aspects of the Sequential Design of Experiments". Bulletin of the American Mathematical Society . 1952.
  • Understanding Simple vs Controlled Experiments
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  • Control Variables | What Are They & Why Do They Matter?

Control Variables | What Are They & Why Do They Matter?

Published on March 1, 2021 by Pritha Bhandari . Revised on June 22, 2023.

A control variable is anything that is held constant or limited in a research study. It’s a variable that is not of interest to the study’s objectives , but is controlled because it could influence the outcomes.

Variables may be controlled directly by holding them constant throughout a study (e.g., by controlling the room temperature in an experiment), or they may be controlled indirectly through methods like randomization or statistical control (e.g., to account for participant characteristics like age in statistical tests). Control variables can help prevent research biases like omitted variable bias from affecting your results.

Control variables

Examples of control variables
Research question Control variables
Does soil quality affect plant growth?
Does caffeine improve memory recall?
Do people with a fear of spiders perceive spider images faster than other people?

Table of contents

Why do control variables matter, how do you control a variable, control variable vs. control group, other interesting articles, frequently asked questions about control variables.

Control variables enhance the internal validity of a study by limiting the influence of confounding and other extraneous variables . This helps you establish a correlational or causal relationship between your variables of interest and helps avoid research bias .

Aside from the independent and dependent variables , all variables that can impact the results should be controlled. If you don’t control relevant variables, you may not be able to demonstrate that they didn’t influence your results. Uncontrolled variables are alternative explanations for your results and affect the reliability of your arguments.

Control variables in experiments

In an experiment , a researcher is interested in understanding the effect of an independent variable on a dependent variable. Control variables help you ensure that your results are solely caused by your experimental manipulation.

The independent variable is whether the vitamin D supplement is added to a diet, and the dependent variable is the level of alertness.

To make sure any change in alertness is caused by the vitamin D supplement and not by other factors, you control these variables that might affect alertness:

  • Timing of meals
  • Caffeine intake
  • Screen time

Control variables in non-experimental research

In an observational study or other types of non-experimental research, a researcher can’t manipulate the independent variable (often due to practical or ethical considerations ). Instead, control variables are measured and taken into account to infer relationships between the main variables of interest.

To account for other factors that are likely to influence the results, you also measure these control variables:

  • Marital status

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There are several ways to control extraneous variables in experimental designs, and some of these can also be used in observational studies or quasi-experimental designs.

Random assignment

In experimental studies with multiple groups, participants should be randomly assigned to the different conditions. Random assignment helps you balance the characteristics of groups so that there are no systematic differences between them.

This method of assignment controls participant variables that might otherwise differ between groups and skew your results.

It’s possible that the participants who found the study through Facebook use more screen time during the day, and this might influence how alert they are in your study.

Standardized procedures

It’s important to use the same procedures across all groups in an experiment. The groups should only differ in the independent variable manipulation so that you can isolate its effect on the dependent variable (the results).

To control variables , you can hold them constant at a fixed level using a protocol that you design and use for all participant sessions. For example, the instructions and time spent on an experimental task should be the same for all participants in a laboratory setting.

  • To control for diet, fresh and frozen meals are delivered to participants three times a day.
  • To control meal timings, participants are instructed to eat breakfast at 9:30, lunch at 13:00, and dinner at 18:30.
  • To control caffeine intake, participants are asked to consume a maximum of one cup of coffee a day.

Statistical controls

You can measure and control for extraneous variables statistically to remove their effects on other types of variables .

“Controlling for a variable” means modelling control variable data along with independent and dependent variable data in regression analyses and ANCOVAs . That way, you can isolate the control variable’s effects from the relationship between the variables of interest.

A control variable isn’t the same as a control group . Control variables are held constant or measured throughout a study for both control and experimental groups, while an independent variable varies between control and experimental groups.

A control group doesn’t undergo the experimental treatment of interest, and its outcomes are compared with those of the experimental group. A control group usually has either no treatment, a standard treatment that’s already widely used, or a placebo (a fake treatment).

Aside from the experimental treatment, everything else in an experimental procedure should be the same between an experimental and control group.

If you want to know more about statistics , methodology , or research bias , make sure to check out some of our other articles with explanations and examples.

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control in lab experiment

A control variable is any variable that’s held constant in a research study. It’s not a variable of interest in the study, but it’s controlled because it could influence the outcomes.

Control variables help you establish a correlational or causal relationship between variables by enhancing internal validity .

If you don’t control relevant extraneous variables , they may influence the outcomes of your study, and you may not be able to demonstrate that your results are really an effect of your independent variable .

Internal validity is the extent to which you can be confident that a cause-and-effect relationship established in a study cannot be explained by other factors.

“Controlling for a variable” means measuring extraneous variables and accounting for them statistically to remove their effects on other variables.

Researchers often model control variable data along with independent and dependent variable data in regression analyses and ANCOVAs . That way, you can isolate the control variable’s effects from the relationship between the variables of interest.

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Control Group Definition and Examples

Control Group in an Experiment

The control group is the set of subjects that does not receive the treatment in a study. In other words, it is the group where the independent variable is held constant. This is important because the control group is a baseline for measuring the effects of a treatment in an experiment or study. A controlled experiment is one which includes one or more control groups.

  • The experimental group experiences a treatment or change in the independent variable. In contrast, the independent variable is constant in the control group.
  • A control group is important because it allows meaningful comparison. The researcher compares the experimental group to it to assess whether or not there is a relationship between the independent and dependent variable and the magnitude of the effect.
  • There are different types of control groups. A controlled experiment has one more control group.

Control Group vs Experimental Group

The only difference between the control group and experimental group is that subjects in the experimental group receive the treatment being studied, while participants in the control group do not. Otherwise, all other variables between the two groups are the same.

Control Group vs Control Variable

A control group is not the same thing as a control variable. A control variable or controlled variable is any factor that is held constant during an experiment. Examples of common control variables include temperature, duration, and sample size. The control variables are the same for both the control and experimental groups.

Types of Control Groups

There are different types of control groups:

  • Placebo group : A placebo group receives a placebo , which is a fake treatment that resembles the treatment in every respect except for the active ingredient. Both the placebo and treatment may contain inactive ingredients that produce side effects. Without a placebo group, these effects might be attributed to the treatment.
  • Positive control group : A positive control group has conditions that guarantee a positive test result. The positive control group demonstrates an experiment is capable of producing a positive result. Positive controls help researchers identify problems with an experiment.
  • Negative control group : A negative control group consists of subjects that are not exposed to a treatment. For example, in an experiment looking at the effect of fertilizer on plant growth, the negative control group receives no fertilizer.
  • Natural control group : A natural control group usually is a set of subjects who naturally differ from the experimental group. For example, if you compare the effects of a treatment on women who have had children, the natural control group includes women who have not had children. Non-smokers are a natural control group in comparison to smokers.
  • Randomized control group : The subjects in a randomized control group are randomly selected from a larger pool of subjects. Often, subjects are randomly assigned to either the control or experimental group. Randomization reduces bias in an experiment. There are different methods of randomly assigning test subjects.

Control Group Examples

Here are some examples of different control groups in action:

Negative Control and Placebo Group

For example, consider a study of a new cancer drug. The experimental group receives the drug. The placebo group receives a placebo, which contains the same ingredients as the drug formulation, minus the active ingredient. The negative control group receives no treatment. The reason for including the negative group is because the placebo group experiences some level of placebo effect, which is a response to experiencing some form of false treatment.

Positive and Negative Controls

For example, consider an experiment looking at whether a new drug kills bacteria. The experimental group exposes bacterial cultures to the drug. If the group survives, the drug is ineffective. If the group dies, the drug is effective.

The positive control group has a culture of bacteria that carry a drug resistance gene. If the bacteria survive drug exposure (as intended), then it shows the growth medium and conditions allow bacterial growth. If the positive control group dies, it indicates a problem with the experimental conditions. A negative control group of bacteria lacking drug resistance should die. If the negative control group survives, something is wrong with the experimental conditions.

  • Bailey, R. A. (2008).  Design of Comparative Experiments . Cambridge University Press. ISBN 978-0-521-68357-9.
  • Chaplin, S. (2006). “The placebo response: an important part of treatment”.  Prescriber . 17 (5): 16–22. doi: 10.1002/psb.344
  • Hinkelmann, Klaus; Kempthorne, Oscar (2008).  Design and Analysis of Experiments, Volume I: Introduction to Experimental Design  (2nd ed.). Wiley. ISBN 978-0-471-72756-9.
  • Pithon, M.M. (2013). “Importance of the control group in scientific research.” Dental Press J Orthod . 18 (6):13-14. doi: 10.1590/s2176-94512013000600003
  • Stigler, Stephen M. (1992). “A Historical View of Statistical Concepts in Psychology and Educational Research”. American Journal of Education . 101 (1): 60–70. doi: 10.1086/444032

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Positive Control vs Negative Control: Differences & Examples

Positive Control vs Negative Control: Differences & Examples

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positive control vs negative control, explained below

A positive control is designed to confirm a known response in an experimental design , while a negative control ensures there’s no effect, serving as a baseline for comparison.

The two terms are defined as below:

  • Positive control refers to a group in an experiment that receives a procedure or treatment known to produce a positive result. It serves the purpose of affirming the experiment’s capability to produce a positive outcome.
  • Negative control refers to a group that does not receive the procedure or treatment and is expected not to yield a positive result. Its role is to ensure that a positive result in the experiment is due to the treatment or procedure.

The experimental group is then compared to these control groups, which can help demonstrate efficacy of the experimental treatment in comparison to the positive and negative controls.

Positive Control vs Negative Control: Key Terms

Control groups.

A control group serves as a benchmark in an experiment. Typically, it is a subset of participants, subjects, or samples that do not receive the experimental treatment (as in negative control).

This could mean assigning a placebo to a human subject or leaving a sample unaltered in chemical experiments. By comparing the results obtained from the experimental group to the control, you can ascertain whether any differences are due to the treatment or random variability.

A well-configured experimental control is critical for drawing valid conclusions from an experiment. Correct use of control groups permits specificity of findings, ensuring the integrity of experimental data.

See More: Control Variables Examples

The Negative Control

Negative control is a group or condition in an experiment that ought to show no effect from the treatment.

It is useful in ensuring that the outcome isn’t accidental or influenced by an external cause. Imagine a medical test, for instance. You use distilled water, anticipating no reaction, as a negative control.

If a significant result occurs, it warns you of a possible contamination or malfunction during the testing. Failure of negative controls to stay ‘negative’ risks misinterpretation of the experiment’s result, and could undermine the validity of the findings.

The Positive Control

A positive control, on the other hand, affirms an experiment’s functionality by demonstrating a known reaction.

This might be a group or condition where the expected output is known to occur, which you include to ensure that the experiment can produce positive results when they are present. For instance, in testing an antibiotic, a well-known pathogen, susceptible to the medicine, could be the positive control.

Positive controls affirm that under appropriate conditions your experiment can produce a result. Without this reference, experiments could fail to detect true positive results, leading to false negatives. These two controls, used judiciously, are backbones of effective experimental practice.

Experimental Groups

Experimental groups are primarily characterized by their exposure to the examined variable.

That is, these are the test subjects that receive the treatment or intervention under investigation. The performance of the experimental group is then compared against the well-established markers – our positive and negative controls.

For example, an experimental group may consist of rats undergoing a pharmaceutical testing regime, or students learning under a new educational method. Fundamentally, this unit bears the brunt of the investigation and their response powers the outcomes.

However, without positive and negative controls, gauging the results of the experimental group could become erratic. Both control groups exist to highlight what outcomes are expected with and without the application of the variable in question. By comparing results, a clearer connection between the experiment variables and the observed changes surfaces, creating robust and indicative scientific conclusions.

Positive and Negative Control Examples

1. a comparative study of old and new pesticides’ effectiveness.

This hypothetical study aims to evaluate the effectiveness of a new pesticide by comparing its pest-killing potential with old pesticides and an untreated set. The investigation involves three groups: an untouched space (negative control), another treated with an established pesticide believed to kill pests (positive control), and a third area sprayed with the new pesticide (experimental group).

  • Negative Control: This group consists of a plot of land infested by pests and not subjected to any pesticide treatment. It acts as the negative control. You expect no decline in pest populations in this area. Any unexpected decrease could signal external influences (i.e. confounding variables ) on the pests unrelated to pesticides, affecting the experiment’s validity.
  • Positive Control: Another similar plot, this time treated with a well-established pesticide known to reduce pest populations, constitutes the positive control. A significant reduction in pests in this area would affirm that the experimental conditions are conducive to detect pest-killing effects when a pesticide is applied.
  • Experimental Group: This group consists of the third plot impregnated with the new pesticide. Carefully monitoring the pest level in this research area against the backdrop of the control groups will reveal whether the new pesticide is effective or not. Through comparison with the other groups, any difference observed can be attributed to the new pesticide.

2. Evaluating the Effectiveness of a Newly Developed Weight Loss Pill

In this hypothetical study, the effectiveness of a newly formulated weight loss pill is scrutinized. The study involves three groups: a negative control group given a placebo with no weight-reducing effect, a positive control group provided with an approved weight loss pill known to cause a decrease in weight, and an experimental group given the newly developed pill.

  • Negative Control: The negative control is comprised of participants who receive a placebo with no known weight loss effect. A significant reduction in weight in this group would indicate confounding factors such as dietary changes or increased physical activity, which may invalidate the study’s results.
  • Positive Control: Participants in the positive control group receive an FDA-approved weight loss pill, anticipated to induce weight loss. The success of this control would prove that the experiment conditions are apt to detect the effects of weight loss pills.
  • Experimental Group: This group contains individuals receiving the newly developed weight loss pill. Comparing the weight change in this group against both the positive and negative control, any difference observed would offer evidence about the effectiveness of the new pill.

3. Testing the Efficiency of a New Solar Panel Design

This hypothetical study focuses on assessing the efficiency of a new solar panel design. The study involves three sets of panels: a set that is shaded to yield no solar energy (negative control), a set with traditional solar panels that are known to produce an expected level of solar energy (positive control), and a set fitted with the new solar panel design (experimental group).

  • Negative Control: The negative control involves a set of solar panels that are deliberately shaded, thus expecting no solar energy output. Any unexpected energy output from this group could point towards measurement errors, needed to be rectified for a valid experiment.
  • Positive Control: The positive control set up involves traditional solar panels known to produce a specific amount of energy. If these panels produce the expected energy, it validates that the experiment conditions are capable of measuring solar energy effectively.
  • Experimental Group: The experimental group features the new solar panel design. By comparing the energy output from this group against both the controls, any significant output variation would indicate the efficiency of the new design.

4. Investigating the Efficacy of a New Fertilizer on Plant Growth

This hypothetical study investigates the efficacy of a newly formulated fertilizer on plant growth. The study involves three sets of plants: a set without any fertilizer (negative control), a set treated with an established fertilizer known to promote plant growth (positive control), and a third set fed with the new fertilizer (experimental group).

  • Negative Control: The negative control involves a set of plants not receiving any fertilizer. Lack of significant growth in this group will confirm that any observed growth in other groups is due to the applied fertilizer rather than other uncontrolled factors.
  • Positive Control: The positive control involves another set of plants treated with a well-known fertilizer, expected to promote plant growth. Adequate growth in these plants will validate that the experimental conditions are suitable to detect the influence of a good fertilizer on plant growth.
  • Experimental Group: The experimental group consists of the plants subjected to the newly formulated fertilizer. Investigating the growth in this group against the growth in the control groups will provide ascertained evidence whether the new fertilizer is efficient or not.

5. Evaluating the Impact of a New Teaching Method on Student Performance

This hypothetical study aims to evaluate the impact of a new teaching method on students’ performance. This study involves three groups, a group of students taught through traditional methods (negative control), another group taught through an established effective teaching strategy (positive control), and one more group of students taught through the new teaching method (experimental group).

  • Negative Control: The negative control comprises students taught by standard teaching methods, where you expect satisfactory but not top-performing results. Any unexpected high results in this group could signal external factors such as private tutoring or independent study, which in turn may distort the experimental outcome.
  • Positive Control: The positive control consists of students taught by a known efficient teaching strategy. High performance in this group would prove that the experimental conditions are competent to detect the efficiency of a teaching method.
  • Experimental Group: This group consists of students receiving instruction via the new teaching method. By analyzing their performance against both control groups, any difference in results could be attributed to the new teaching method, determining its efficacy.

Table Summary

AspectPositive ControlNegative Control
To confirm that the experiment is working properly and that results can be detected.To ensure that there is no effect when there shouldn’t be, and to provide a baseline for comparison.
A known effect or change.No effect or change.
Used to demonstrate that the experimental setup can produce a positive result.Used to demonstrate that any observed effects are due to the experimental treatment and not other factors.
Plants given known amounts of sunlight to ensure they grow.Plants given no sunlight to ensure they don’t grow.
A substrate known to be acted upon by the enzyme.A substrate that the enzyme doesn’t act upon.
A medium known to support bacterial growth.A medium that doesn’t support bacterial growth (sterile medium).
Validates that the experimental system is sensitive and can detect changes if they occur.Validates that observed effects are due to the variable being tested and not due to external or unknown factors.
If the positive control doesn’t produce the expected result, the experimental setup or procedure may be flawed.If the negative control shows an effect, there may be contamination or other unexpected variables influencing the results.

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Control Group vs Experimental Group

Julia Simkus

Editor at Simply Psychology

BA (Hons) Psychology, Princeton University

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In a controlled experiment , scientists compare a control group, and an experimental group is identical in all respects except for one difference – experimental manipulation.

Differences

Unlike the experimental group, the control group is not exposed to the independent variable under investigation. So, it provides a baseline against which any changes in the experimental group can be compared.

Since experimental manipulation is the only difference between the experimental and control groups, we can be sure that any differences between the two are due to experimental manipulation rather than chance.

Almost all experimental studies are designed to include a control group and one or more experimental groups. In most cases, participants are randomly assigned to either a control or experimental group.

Because participants are randomly assigned to either group, we can assume that the groups are identical except for manipulating the independent variable in the experimental group.

It is important that every aspect of the experimental environment is the same and that the experimenters carry out the exact same procedures with both groups so researchers can confidently conclude that any differences between groups are actually due to the difference in treatments.

Control Group

A control group consists of participants who do not receive any experimental treatment. The control participants serve as a comparison group.

The control group is matched as closely as possible to the experimental group, including age, gender, social class, ethnicity, etc.

The difference between the control and experimental groups is that the control group is not exposed to the independent variable , which is thought to be the cause of the behavior being investigated.

Researchers will compare the individuals in the control group to those in the experimental group to isolate the independent variable and examine its impact.

The control group is important because it serves as a baseline, enabling researchers to see what impact changes to the independent variable produce and strengthening researchers’ ability to draw conclusions from a study.

Without the presence of a control group, a researcher cannot determine whether a particular treatment truly has an effect on an experimental group.

Control groups are critical to the scientific method as they help ensure the internal validity of a study.

Assume you want to test a new medication for ADHD . One group would receive the new medication, and the other group would receive a pill that looked exactly the same as the one that the others received, but it would be a placebo. The group that takes the placebo would be the control group.

Types of Control Groups

Positive control group.

  • A positive control group is an experimental control that will produce a known response or the desired effect.
  • A positive control is used to ensure a test’s success and confirm an experiment’s validity.
  • For example, when testing for a new medication, an already commercially available medication could serve as the positive control.

Negative Control Group

  • A negative control group is an experimental control that does not result in the desired outcome of the experiment.
  • A negative control is used to ensure that there is no response to the treatment and help identify the influence of external factors on the test.
  • An example of a negative control would be using a placebo when testing for a new medication.

Experimental Group

An experimental group consists of participants exposed to a particular manipulation of the independent variable. These are the participants who receive the treatment of interest.

Researchers will compare the responses of the experimental group to those of a control group to see if the independent variable impacted the participants.

An experiment must have at least one control group and one experimental group; however, a single experiment can include multiple experimental groups, which are all compared against the control group.

Having multiple experimental groups enables researchers to vary different levels of an experimental variable and compare the effects of these changes to the control group and among each other.

Assume you want to study to determine if listening to different types of music can help with focus while studying.

You randomly assign participants to one of three groups: one group that listens to music with lyrics, one group that listens to music without lyrics, and another group that listens to no music.

The group of participants listening to no music while studying is the control group, and the groups listening to music, whether with or without lyrics, are the two experimental groups.

Frequently Asked Questions

1. what is the difference between the control group and the experimental group in an experimental study.

Put simply; an experimental group is a group that receives the variable, or treatment, that the researchers are testing, whereas the control group does not. These two groups should be identical in all other aspects.

2. What is the purpose of a control group in an experiment

A control group is essential in experimental research because it:

Provides a baseline against which the effects of the manipulated variable (the independent variable) can be measured.

Helps to ensure that any changes observed in the experimental group are indeed due to the manipulation of the independent variable and not due to other extraneous or confounding factors.

Helps to account for the placebo effect, where participants’ beliefs about the treatment can influence their behavior or responses.

In essence, it increases the internal validity of the results and the confidence we can have in the conclusions.

3. Do experimental studies always need a control group?

Not all experiments require a control group, but a true “controlled experiment” does require at least one control group. For example, experiments that use a within-subjects design do not have a control group.

In  within-subjects designs , all participants experience every condition and are tested before and after being exposed to treatment.

These experimental designs tend to have weaker internal validity as it is more difficult for a researcher to be confident that the outcome was caused by the experimental treatment and not by a confounding variable.

4. Can a study include more than one control group?

Yes, studies can include multiple control groups. For example, if several distinct groups of subjects do not receive the treatment, these would be the control groups.

5. How is the control group treated differently from the experimental groups?

The control group and the experimental group(s) are treated identically except for one key difference: exposure to the independent variable, which is the factor being tested. The experimental group is subjected to the independent variable, whereas the control group is not.

This distinction allows researchers to measure the effect of the independent variable on the experimental group by comparing it to the control group, which serves as a baseline or standard.

Bailey, R. A. (2008). Design of Comparative Experiments. Cambridge University Press. ISBN 978-0-521-68357-9.

Hinkelmann, Klaus; Kempthorne, Oscar (2008). Design and Analysis of Experiments, Volume I: Introduction to Experimental Design (2nd ed.). Wiley. ISBN 978-0-471-72756-9.

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1.4 Designed Experiments

Observational studies vs. experiments.

Ignoring anecdotal evidence, there are two primary types of data collection: observational studies and controlled (designed) experiments . Remember, we typically cannot make claims of causality from observation studies because of the potential presence of confounding factors. However, making causal conclusions based on experiments is often reasonable if we control for those factors.

Suppose you want to investigate the effectiveness of vitamin D in preventing disease. You recruit a group of subjects and ask them if they regularly take vitamin D. You notice that the subjects who take vitamin D exhibit better health on average than those who do not. Does this prove that vitamin D is effective in disease prevention? It does not. There are many differences between the two groups beyond just vitamin D consumption. People who take vitamin D regularly often take other steps to improve their health: exercise, diet, other vitamin supplements, choosing not to smoke. Any one of these factors could influence health. As described, this study does not necessarily prove that vitamin D is the key to disease prevention.

Experiments ultimately aim to provide evidence for use in decision-making, so how could we narrow our focus and make claims of causality? In this section, you will learn important aspects of experimental design.

Designed Experiments

The purpose of an experiment is to investigate the relationship between two variables. When one variable causes change in another, we call the first variable the explanatory variable . The affected variable is called the response variable . In a randomized experiment, the researcher manipulates values of the explanatory variable and measures the resulting changes in the response variable. The different values of the explanatory variable may be called treatments . An experimental unit is a single object or individual being measured.

The main principles to follow in experimental design are:

Randomization

Replication.

In order to provide evidence that the explanatory variable is indeed causing the changes in the response variable, it is necessary to isolate the explanatory variable. The researcher must design the experiment in such a way that there is only one difference between groups being compared: the planned treatments. This is accomplished by randomizing the experimental units placed into treatment groups. When subjects are assigned treatments randomly, all of the potential lurking variables are spread equally among the groups. At this point, the only difference between groups is the one imposed by the researcher. As a result, different outcomes measured in the response variable must be a direct result of the different treatments. In this way, an experiment can show an apparent cause-and-effect connection between the explanatory and response variables.

Recall our previous example of investigating the effectiveness of vitamin D in preventing disease. Individuals in our trial could be randomly assigned, perhaps by flipping a coin, into one of two groups: the control group (no treatment) and the experimental group (extra doses of vitamin D).

The more cases researchers observe, the more accurately they can estimate the effect of the explanatory variable on the response. In a single study, we replicate by collecting a sufficiently large sample. Additionally, a group of scientists may replicate an entire study to verify an earlier finding. It is also helpful to subject individuals to the same treatment more than once, which is known as repeated measures .

The power of suggestion can have an important influence on the outcome of an experiment. Studies have shown that the expectations of the study participant can be as important as the actual medication. In one study of performance-enhancing drugs, researchers noted, “ Results showed that believing one had taken the substance resulted in [performance] times almost as fast as those associated with consuming the drug itself. In contrast, taking the drug without knowledge yielded no significant performance increment.” [1]

It is often difficult to isolate the effects of the explanatory variable. To counter the power of suggestion, researchers set aside one treatment group as a control group . This group is given a placebo treatment—a treatment that cannot influence the response variable. The control group helps researchers balance the effects of being in an experiment with the effects of the active treatments. Of course, if you are participating in a study and you know that you are receiving a pill that contains no actual medication, then the power of suggestion is no longer a factor. Blinding in a randomized experiment preserves the power of suggestion. When a person involved in a research study is blinded, he does not know who is receiving the active treatment(s) and who is receiving the placebo treatment. A double-blind experiment is one in which both the subjects and the researchers involved with the subjects are unaware.

Randomized experiments are an essential tool in research. The U.S. Food and Drug Administration typically requires that a new drug can only be marketed after two independently conducted randomized trials confirm its safety and efficacy; the European Medicines Agency has a similar policy. Large randomized experiments in medicine have provided the basis for major public health initiatives. In 1954, approximately 750,000 children participated in a randomized study comparing the polio vaccine with a placebo. In the United States, the results of the study quickly led to the widespread and successful use of the vaccine for polio prevention.

How does sleep deprivation affect your ability to drive? A recent study measured its effects on 19 professional drivers. Each driver participated in two experimental sessions: one after normal sleep and one after 27 hours of total sleep deprivation. The treatments were assigned in random order. In each session, performance was measured on a variety of tasks including a driving simulation.

The Smell & Taste Treatment and Research Foundation conducted a study to investigate whether smell can affect learning. Subjects completed pencil-and-paper mazes multiple times while wearing masks. They completed the mazes three times wearing floral-scented masks and three times with unscented masks. Participants were assigned at random to wear the floral mask during either the first three or last three trials. For each trial, researchers recorded the time it took to complete the maze and whether the subject’s impression of the mask’s scent was positive, negative, or neutral.

More Experimental Design

There are many different experimental designs from the most basic—a single treatment and control group—to some very complicated designs. When working with more than one treatment in an experimental design setting, these variables are often called factors , especially if they are categorical.   The values of factors are are often called levels . When there are multiple factors, the combinations of each of the levels are called treatment combinations , or interactions. Some basic types of interactions you may see are:

  • Completely randomized
  • Block design
  • Matched pairs design

Completely Randomized

This essential research tool does not require much explanation. It involves figuring out how many treatments will be administered and randomly assigning participants to their respective groups.

Block Design

Researchers sometimes know or suspect that variables outside of the treatment influence the response. Based on this, they may first group individuals into blocks and then randomly draw cases from each block for the treatment groups. This strategy is often referred to as blocking . For instance, if we are looking at the effect of a drug on heart attacks, we might first split patients in the study into low-risk and high-risk blocks, then randomly assign half the patients from each block to the control group and the other half to the treatment group, as shown in the figure below. This strategy ensures each treatment group has an equal number of low-risk and high-risk patients.

Box labeled 'numbered patients' that has 54 blue or orange circles numbered from 1-54. Two arrows point from this box to 2 boxes below it with the caption 'create blocks'. The left box is all of the oragne cirlces grouped toegether labeled 'low-risk patients'. The right box is all of the blue circles grouped together labeled 'high-risk patients'. An arrow points down from the left box and the right box with the caption 'randomly split in half'. The arrows point to a 'Control' box and a 'Treatment' box. Both of these boxes have half orange circles and half blue circles.

Matched Pairs

A matched pairs design is one where very similar individuals (or even the same individual) receive two different treatments (or treatment vs. control) and the results are compared. Though this design is very effective, it can be hard to find many suitably similar individuals. Some common forms of a matched pairs design are twin studies, before-and-after measurements, pre- and post-test situations, and crossover studies.

Was the use of a new wetsuit design responsible for an observed increase in swim velocities at the 2000 Summer Olympics? In a matched pairs study designed to investigate this question, twelve competitive swimmers swam 1,500 meters at maximal speed, once wearing a wetsuit and once wearing a regular swimsuit. The order of wetsuit and swimsuit trials was randomized for each of the 12 swimmers. Table 1.1 shows the average velocity recorded for each swimmer, measured in meters per second (m/s).

Table 1.1: Average velocity of swimmers
swimmer.number wet.suit.velocity swim.suit.velocity velocity.diff
1 1 1.57 1.49 0.08
2 2 1.47 1.37 0.10
3 3 1.42 1.35 0.07
4 4 1.35 1.27 0.08
5 5 1.22 1.12 0.10
6 6 1.75 1.64 0.11
7 7 1.64 1.59 0.05
8 8 1.57 1.52 0.05
9 9 1.56 1.50 0.06
10 10 1.53 1.45 0.08
11 11 1.49 1.44 0.05
12 12 1.51 1.41 0.10

In this data, two sets of observations are uniquely paired so that an observation in one set matches an observation in the other; in this case, each swimmer has two measured velocities, one with a wetsuit and one with a swimsuit. A natural measure of the effect of the wetsuit on swim velocity is the difference between the measured maximum velocities (velocity.diff = wet.suit.velocit – swim.suit.velocity). Even though there are two measurements per individual, using the difference in observations as the variable of interest allows for the problem to be analyzed.

A new windshield treatment claims to repel water more effectively. Ten windshields are tested by simulating rain without the new treatment. The same windshields are then treated, and the experiment is run again. What experiment design is being implemented here?

A new medicine is said to help improve sleep. Eight subjects are picked at random and given the medicine. The mean hours slept for each person were recorded before and after stating the medication. What experiment design is being implemented here?

Click here for more multimedia resources, including podcasts, videos, lecture notes, and worked examples.

Figure References

Figure 1.5: Kindred Grey (2020). “Block design.” CC BY-SA 4.0.

  • McClung, Mary, and Dave Collins, ""Because I know it will!": Placebo Effects of an Ergogenic Acid on Athletic Performance," Journal of Sport & Exercise Psychology, 29 , no. 3 (2007): 382-394. ↵

Data collection where no variables are manipulated

Type of experiment where variables are manipulated and data is collected in a controlled setting

The independent variable in an experiment; the value controlled by researchers

The dependent variable in an experiment; the value that is measured for change at the end of an experiment

Different values or components of the explanatory variable applied in an experiment

Any individual or object to be measured

When an individual goes through a single treatment more than once

A group in a randomized experiment that receives no (or inactive) treatment but is otherwise managed exactly as the other groups

An inactive treatment that has no real effect on the explanatory variable

Not telling participants which treatment they are receiving

The act of blinding both the subjects of an experiment and the researchers who work with the subjects

Variables in an experiment

Certain values of variables in an experiment

Combinations of levels of variables in an experiment

Dividing participants into treatment groups randomly

Grouping individuals based on a variable into "blocks" and then randomizing cases within each block to the treatment groups

Very similar individuals (or even the same individual) receive two different treatments (or treatment vs. control), then the results are compared

Significant Statistics Copyright © 2024 by John Morgan Russell, OpenStaxCollege, OpenIntro is licensed under a Creative Commons Attribution-ShareAlike 4.0 International License , except where otherwise noted.

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What’s unique about the CDAO’s upcoming Global Information Dominance Experiment

By Brandi Vincent

September 12, 2024

control in lab experiment

The Pentagon’s next Global Information Dominance Experiment — GIDE 12 — will put the minimum viable capability for Combined Joint All-Domain Command and Control that officials have been collaboratively refining in recent years via this rapid experimentation series, to its most international test yet.

Roots of the Defense Department’s GIDE series trace back to 2020, but in 2022, it was revamped when Deputy Defense Secretary Kathleen Hicks tasked the Chief Digital and AI Office with strategically enabling technologies that could help realize the U.S. military’s nascent CJADC2 warfighting construct through the initiative. Each GIDE event is now leading up to a worldwide, joint activity where U.S. combatant commands and multiple international military partners collaboratively are expected to unleash next-generation command-and-control capabilities in late 2025.

“We’re in the middle of planning GIDE 12 right now, which is about 45 days away,” Col. Matthew Strohmeyer, an Air Force pilot and senior CDAO official overseeing the rapid experimentation effort, told DefenseScoop Thursday.

During a panel at a GDIT event produced by FedScoop in collaboration with AWS, Strohmeyer shed light on what his team has been learning in the latest GIDE iterations and shared new details about what to expect in the upcoming event.

“We’ve certainly had international partners join for the past several [experiments]. But for this one, we are going to be significantly expanding that,” he said.

During the last few iterations, the U.S. military’s Five Eyes partners — Canada, Australia, New Zealand and the U.K. — had to “watch from a distance,” Strohmeyer noted, due to what he said were technical challenges associated with sharing data.

But for GIDE 12, “we’re going to be able to technically integrate much more than we’ve ever been able to in the past — and, sometimes in an autonomous way, be able to share data between us, which we’ve not been able to do in the past. So, that’s exciting for us,” he said. 

Broadly, this year his team has three “mission threads” they’re pursuing with GIDE. 

“The first one is ‘global integration,’ or the ability for the Joint Staff and our allies and partners to see the world collaboratively and make decisions much more quickly than we were able to make in the past — and rather than a regional way, in a truly global way and truly digitized way,” Strohmeyer told DefenseScoop.

The second mission thread involves helping the military services enable joint kill chains, and the third encompasses driving improvements with allied and partner data-sharing.

It’s all meant to enable the minimum viable capability (MVC) they’ve developed for CJADC2 so far, which Strohmeyer said is performant but not yet perfect. 

“Our goal is to significantly expand that out for GIDE 12, and also test it in a really robust operational environment to allow us to be able to see, can we achieve true global integration with some of those allies and partners against a very robust mission set, and can we actually do it in a way that’s performing and that’s ready for [current] operations?” Strohmeyer said.

He confirmed that several elements that contribute to the MVC have been fielded and are already “being used in real-world operations right now.”

Though he didn’t name the combatant commands participating or locations where it’ll all unfold, Strohmeyer repeatedly emphasized how the next GIDE will push that MVC further and be more global in nature than those that came before .

A key focus of GIDE 12, he noted, involves “a horrible military acronym” known as C5P — or Cross Combatant Command and Coalition Cooperative Planning. 

“Essentially, it’s taking what is currently hundreds of people, sometimes thousands, and sometimes hundreds of thousands of man-hours, to be able to collaborate and come up with a slide that says, ‘This is what we’re going to do’ — and instead create a truly digital, in-minutes collaboration that can allow us to be able to get in in advance of our adversaries and hopefully deter a fight from happening. So that’s what we hope to do,” Strohmeyer told DefenseScoop.

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  • Published: 14 September 2024

Cobalt-catalyzed hydrothiolation of alkynes for the diverse synthesis of branched alkenyl sulfides

  • Jiale Ying 1 ,
  • Yan Tan 2 &
  • Zhan Lu   ORCID: orcid.org/0000-0002-3069-079X 1 , 2  

Nature Communications volume  15 , Article number:  8057 ( 2024 ) Cite this article

Metrics details

  • Homogeneous catalysis
  • Synthetic chemistry methodology

Alkenyl sulfides have gained increasing prominence in medicinal chemistry and materials. Hydrothiolation of alkynes for the diverse synthesis of alkenyl sulfides is an appealing method. Herein, we report a cobalt-catalyzed Markovnikov hydromethylthiolation of alkynes to afford branched alkenyl methylsulfanes with good yields and high regioselectivity. This method also enables the diverse synthesis of branched alkenyl sulfides. The reaction shows good functional group tolerance and could be scaled up. The mechanistic studies including control experiments, deuterium-labeling experiments, and Hammett plot indicated alkynes insertion followed by electrophilic thiolation pathway.

Introduction

Alkenyl sulfides have important applications in antibiotic drugs, analytical detection, and functional materials (Fig.  1A ), driving continuous developments in synthetic methods for their preparation 1 , 2 , 3 , 4 , 5 . The use of readily available and cost-effective alkynes as starting materials for hydrothiolation represents an appealing method (Fig.  1B ) 6 , 7 , 8 , 9 , 10 . It should be noted that the synthetic methods for branched configuration products are still limited. Representative examples include transition metal-catalysis, such as Pd 11 , 12 , 13 , 14 , 15 , Rh 16 , 17 , 18 , 19 , 20 , Th 21 , 22 , Zr 23 , Ni 24 , 25 , 26 , 27 , and photocatalysis 28 , using thiols or thiophenols as raw materials. Although the methylthio group is recognized for its utility in modifying drug properties by enhancing solubility and altering metabolic pathways 4 , 29 , 30 , the hydromethylthiolation of alkynes with methanethiol is rarely explored 31 , 32 , 33 , due to the high toxicity, low boiling point (279 K at 1 atm), repugnant odor, and strong coordination with transition metal catalysts (as an example, the bond energy of Pd–SMe (92–99 kcal/mol) is much higher than that of C Ar –SMe (82–85 kcal/mol), making the reduction elimination process difficult) 34 . Furthermore, hydrothiolation reactions are significantly influenced by the groups of alkynes and sulfur sources 14 , and there is still no protocol applicable to four types of hydrothiolation (reactions between alkyl, aryl alkynes and alkyl, aryl sulfur sources), so the development of more versatile protocols for the diversity hydrothiolation of alkynes remains desirable.

figure 1

A Alkenyl-thio moiety in drug candidates and materials. B Catalytic hydrothiolation of terminal alkynes. C This work: Markovnikov hydrothiolation of terminal alkynes.

While significant progress has been made in developing masked sulfurizing reagents for the green synthesis of sulfur-containing compounds 31 , 35 , 36 , 37 , 38 , 39 , to the best of our knowledge, metal-catalyzed regioselective hydrothiolation of alkynes with masked sulfurization reagents has not been reported. The intrinsic challenge of regioselective hydrothiolation involves addressing the issues of chemoselectivity (the masked sulfurizing reagents could be reduced to deliver side products, such as thiols and disulfides), regioselectivity (branched versus linear alkenyl sulfides), and potential metal poisoning 40 , 41 . Here, we report a cobalt-catalyzed Markovnikov hydromethylthiolation of alkynes with masked sulfurizing reagents, which also enables diverse reactions between alkyl, aryl alkynes and alkyl, aryl sulfur sources (Fig.  1C ).

Reaction optimization

The investigation was initiated by examining the hydromethylthiolation of 1-ethynyl-4-methoxybenzene ( 1a ) with sulfur electrophile ( 2a ). After screening various masked sulfurizing reagents, it was observed that using L1 as the ligand, OMTS (1,1,1,3,5,7,7,7-octamethyltetrasiloxane) as the silane, and lithium methoxide as the base, 3a could be obtained with excellent yield (90%) and excellent regioselectivity ( b / l  = 97/3) (Table  1 , entry 1). However, with phthalimide, methanethio, or methanesulfonyl masked sulfurizing reagents, the reactions afforded 3a in 5–15% yields (entries 2–4), demonstrating the substantial influence of the masks. Employing L2 and L3 as ligands although the yields were reduced, products are predominantly afforded in the branched configuration; however, the bisphosphine ligand L4 did not facilitate this reaction (entries 5–7). Other bases such as sodium methoxide, lithium tert -butoxide or CsF significantly reduced the yield of 3a (entries 11–13). Finally, the pre-catalyst complex was used instead of the in situ catalyst to control the reaction, and the similar yield and selectivity of 3a were obtained (entry 14).

Substrate scope

After optimizing the reaction conditions, a series of alkynes as substrates were investigated (Fig.  2 ). Due to the instability of branched alkenyl sulfides in air, all separation steps were carried out in a nitrogen atmosphere whenever possible. The electron-donating and electron-withdrawing groups on the phenyl ring were tolerated to afford 3b - 3k in 50–83% yields with 90/10– > 99/1 b / l . Particularly, C sp 2 –Br ( 3d ), C sp 2 –I ( 3e ) and phenylamino ( 3k ) were well compatible, providing more chances for further molecule cross-linkage. Meta -substituted and ortho -substituted alkynes 1l – 1o could also participate in the reaction to afford 3l– 3o in 49–85% yields with 92/8–97/3 b / l . The alkynes containing a polycyclic ring or heterocycle, such as piperonyl ( 1p ), 2-naphthyl ( 1q ), and 3-thienyl ( 1r ), could be converted to the corresponding products 3p – 3r in 54–77% yields with 95/5–97/3 b / l . Notably, aliphatic alkynes were also applicable to the reaction. Ethynylcyclohexane ( 1   s ) could participate to deliver the hydromethylthiolation product 3   s in 51% yield with 95/5 b / l . The linear aliphatic alkynes ( 1t– 1v ) could be reacted to afford 3t – 3v in 72–82% yields with 88/12–98/2 b / l . Additionally, alkynes that incorporate bioactive molecules, such as sesamol ( 1w ), naproxen ( 1x ), ibuprofen ( 1 y ), and the fragment of empagliflozin ( 1z ), could be employed to deliver the corresponding products 3w - 3z in 46–71% yields with 88/12–96/4 b / l , further demonstrating the utilities of the approach.

figure 2

a 1  (0.50 mmol), 2 (0.25 mmol), CoBr 2 (5 mol%), L1 (6 mol%), OMTS (1.2 eq.), LiOMe (2.5 eq.), THF (2.0 mL), 40 °C for 12 h, yields were determined by 1 H NMR using 1,1,2,2-tetrachloroethane or 1,3,5-trimethoxybenzene as an internal standard, isolated yields are shown in parentheses. b L1 •CoBr (5 mol%) instead of CoBr 2 and L1 . c At 45 °C. d At 35 °C.

Inspired by the effectiveness of thiol-ene and thiol-yne reactions in connecting two molecular structures through the robust creation of carbon-sulfur bonds 42 , 43 , 44 , 45 , 46 , 47 , the diverse synthesis based on this protocol has been conducted (Fig.  3 ). The sulfur source available for this protocol can be easily obtained from alcohols, halides, and disulfides. Aryl alkynes could undergo hydrothiolation with aliphatic sulfurizing reagents such as deuterated methyl ( 2ab ), ethyl ( 2ac ), cyclopropylmethyl ( 2ad ), butyl ( 2ae ), isopropyl ( 2af ), and trifluoropropyl ( 2ag ), obtaining the corresponding products ( 3ab – 3af ) in 28–84% yields with 90/10–97/3 b / l . Sulfurizing reagents bearing substituted benzyl groups ( 2ah, 2ai ), could also be transformed into the desired products ( 3ah, 3ai ). To our delight, the reaction between 1aj and 2aj resulted in 3aj in 86% yield and 92/8 b / l , proving the suitability of aryl alkynes with aryl sulfurizing reagents. The reaction between alkyl alkynes and alkyl or aryl sulfurizing reagents is also suitable to obtain the corresponding products ( 3ak – 3am ) in 35–81% yields with 86/14–93/7 b / l . Masked sulfurizing reagents derived from 1-adamantaneethanol ( 2an ), geraniol ( 2ao ), and naproxen ( 2ap ), successfully reacted with alkynes to obtain 3an – 3ap in 51–80% yields with 96/4– > 99/1 b / l , confirming the universality of diverse synthesis.

figure 3

a 1  (0.50 mmol), 2 (0.25 mmol), CoBr 2 (5 mol%), L1 (6 mol%), OMTS (1.2 eq.), LiOMe (2.5 eq.), THF (2.0 mL), 40 °C for 12 h, yields were determined by 1 H NMR using 1,1,2,2-tetrachloroethane or 1,3,5-trimethoxybenzene as an internal standard, isolated yields are shown in parentheses. b L1 •CoBr (5 mol%) was used instead of CoBr 2 and L1 . c At 45 °C. d At room temperature. e 59 h. f Ph 2 SiH 2 instead of OMTS.

Gram-scale reaction and synthetic applications

The reaction could be smoothly conducted on a 10 mmol scale, yielding 1.34 grams of the methyl(1-phenylvinyl)sulfane 3aa with an impressive 89% yield (Fig.  4a ), facilitating subsequent derivatization with ease. The Ts- group utilzied in the reaction can be efficiently recovered in the form of lithium 4-methylbenzenesulfinate ( 5 ) and regenerated into the starting material ( 2a ) through a two-step conversion. This capability showcases the remarkable recyclability and sustainability of the employed protocol. To showcase the utility of the branched alkenyl sulfides, further transformations of 3aa were investigated (Fig.  4b ). The product 3aa could undergo nickel-catalyzed Kumada coupling with methylmagnesium bromide to obtain 1,1-dialkene ( 6 ) in 80% yield 18 , 48 . With copper catalysis, 3aa could proceed hydroboronation to deliver compound 7 in 95% yield 49 , 50 . The double bond of 3aa could be reduced with p -toluenesulfonyl hydrazide to obtain α -methylthioethylbenzene ( 8 ) in 90% yield 51 . The [2 + 1] cycloaddition reaction of difluorocarbene to 3aa could give difluorocyclopropane ( 9 ) in 87% yield 52 . Additionally, given that selenium belongs to the same chalcogen family as sulfur and has a similar electronegativity, Markovnikov hydroselenation of alkynes was likewise found to be a viable reaction pathway (Fig.  4c ) 53 .

figure 4

a Gram-scale reaction and recycling of byproduct. b Synthetic applications of the product. c Hydroselenation of alkynes. d Aerobic oxidation of the product in air.

Unlike linear alkenyl sulfides, branched alkenyl sulfides are highly sensitive to air (Fig.  4d ). Exemplified by 3aa , it could readily undergo oxidation in the presence of air, transforming into 2-(methylthio)-1-phenylethan-1-one ( 10 ). This reactivity explains why 3aa can be easily stained with (2,4-dinitrophenyl)hydrazine on thin-layer chromatography plates. To our knowledge, this phenomenon has never been reported. However, upon scrutinizing the supporting information from prior works on the synthesis of branched alkenyl sulfides, traces of oxidized products can be observed in the 1 H NMR spectra. A possible mechanism involving radical addition has been proposed (see SI). The sensitivity of branched alkenyl sulfides to oxygen provides insights into the potential applications in ROS probes 54 . It should be emphasized that branched alkenyl sulfides are quite stable in a nitrogen-filled glove box, with no oxidation products observed after six months of storage.

Mechanistic investigation

To elucidate the reaction mechanism, a range of comparative experiments were undertaken. The addition of 2.0 equivalents of radical scavengers to the reaction system did not obstruct the course of the reaction (Fig.  5a ). Introduction of deuterated phenylacetylene or deuterated diphenylsilane into the reaction elucidated the emergence of two identical deuterated ratio at the β -position of the product (Fig.  5b ). To excluded the possibility of the possibility of the process that β -H elimination followed by branched alkenyl methylsulfanes inserting into Co–H pathway, 3aa was added to the reaction with deuterated diphenylsilane, and no significant deuterium substitution was observed in the recovered 3aa . To ruled out the possible H-D exchange between terminal alkynes and silanes, 1,2-diphenylacetylene was used as a raw material for the reaction, resulting in 11 in equivalent yield with E / Z  = 1/4 (Fig.  5c ). The observations suggest the conceivable occurrence of a Crabtree-Ojima isomerization process. When L1 •CoOMe was used as catalyst, the targeted product was obtained in 84% yield. When lithium methoxide was removed, only trace of product was obtained (Fig.  5d ). This means that in this system, despite being classified as a cobalt oxide species, the coordination between the toluenesulfonate anion and the central metal was relatively robust, making it impossible to regenerate cobalt hydride species from silane. The reaction exhibited an induction period before reaching maximum yield approximately after eight hours (see SI). An in-depth analysis of the influence of different substituents on phenylacetylene on the reaction kinetics facilitatedthe construction of a Hammett plot (Supplementary Data  1 ), which unveiled a positive slope. The observation implies that the turnover-limiting step is dominated by negative charge accumulation, providing valuable insights into the reaction mechanism (Fig.  5e ).

figure 5

a Radical trapping experiments. b Deuterium-labeling experiments. c Hydromethylthiolation of the internal alkyne. d Control experiments. e Hammett plot.

Based on these mechanistic experiments and previous literatures 55 , 56 , 57 , 58 , 59 , 60 , 61 , 62 , 63 , 64 , a possible reaction mechanism is proposed (Fig.  6 ). The initial steps involve cobalt bromide species undergoing ligand exchange with lithium methoxide to obtain cobalt hydride species II upon interaction with silane. Subsequent alkyne coordination is followed by cobalt hydride insertion, resulting in the formation of an alkenyl cobalt intermediate IV . This species further undergoes reaction with the masked sulfurizing reagent, proceeding through a five-membered ring pathway. Ultimately, the branched alkenyl sulfide and cobalt p -toluenesulfonate V are obtained 65 . Then V undergoes ligand exchange with lithium methoxide, initiating the subsequent catalytic cycle.

figure 6

Proposed reaction pathway starts from Co–OMe, then alkyne inserts into Co–H, followed by the reaction with the masked sulfurizing reagent.

In summary, a cobalt-catalyzed hydromethylthiolation reaction of alkynes have been developed, which also enables the diverse synthesis of branched alkenyl sulfides and exhibits remarkable regioselectivity and compatibility within a wide range of substrates, including alkenes, esters, amines, and aryl halides. This protocol provides an efficient route obtaining a series of alkenyl sulfides from readily available starting materials. Preliminary investigations into the reaction mechanism provide evidence for alkyne insertion into cobalt hydrides, followed by reaction with the masked sulfurizing reagents. The studies on aerobic oxidation of alkenyl sulfides revealed blind spots in literatures. Further studies on the synthesis and applications of alkenyl sulfides are undergoing.

General procedure for the synthesis of branched alkenyl sulfides

In a nitrogen-filled glove box, a 10 mL vial equipped with a stir bar was charged with CoBr 2 (0.0125 mmol, 5 mol%), L1 (0.015 mmol, 6 mol%), LiOMe (0.625 mmol, 2.5 eq.), and THF (2.0 mL). The mixture was stirred for about 20 min to afford a golden solution. Then OMTS (1,1,1,3,5,7,7,7-octamethyltetrasiloxane, 1.2 eq., ρ  = 0.863 g/mL), alkyne (0.50 mmol, 2.0 eq.), and TsSR 2 (0.25 mmol, 1.0 eq.) were added sequentially (dropwise if liquid). The vial was sealed, removed from the glove box, and stirred at 40 °C for 12 h. The reaction mixture was quenched by PE (20 mL), filtered through a short pad of silica, and eluted with ether or PE/EA (5/1). The combined filtrate was concentrated under reduced pressure at 40 °C and flushed with nitrogen gas, then purified by flash column chromatography to give the corresponding product (Caution: the flask must be flushed with nitrogen gas after concentration steps due to the instability of the product under the air).

Data availability

The authors declare that the data Supplementary the findings of this study are available within the paper and its Supplementary Information file. The experimental procedures and characterization of all new compounds are provided in the Supplementary Information. Data supporting the findings of this manuscript are also available from the authors upon request.

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Acknowledgements

Financial supports were provided by the National Key R&D Program of China (2021YFF0701600 and 2021YFA1500200), the NSFC (22271249), the Fundamental Research Funds for the Central Universities (226-2022-00224 and 226-2024-00003), and Zhejiang Provincial Natural Science Foundation of China (LDQ24B020001). Our sincere thanks to Dr. Jieping Chen for providing the initial results, Mr. Chengong Zheng for his attempts to single crystal growth, and Mr. Lingtao Wang for polishing the manuscript.

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Ying, J., Tan, Y. & Lu, Z. Cobalt-catalyzed hydrothiolation of alkynes for the diverse synthesis of branched alkenyl sulfides. Nat Commun 15 , 8057 (2024). https://doi.org/10.1038/s41467-024-52249-x

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Rotylenchulus reniformis poses a significant threat to cotton crops in the Brazilian Cerrado, particularly when grown consecutively with soybeans. This nematode has not only become a concern for cotton but has also led to considerable damage in soybean crops, emphasizing the need for effective nematode control in both agricultural settings. The aim of this study was to combine genetic control with the application of biological nematicides, as seed treatment, to manage R. reniformis under greenhouse conditions. Two soybean cultivars, TMG 4182 and Fibra, resistant and susceptible, were used and the biological nematicides used included Purpureocillium lilacinum, Trichoderma harzianum + T. asperellum + Bacillus amyloliquefaciens , B. subtilis + B. licheniformis , and B. firmus . Inoculation with 800 R. reniformis occurred in the cotyledonary stage, with evaluations conducted at 72 and 76 days after inoculation for Experiments 1 and 2, respectively. Nematodes were extracted from the soil and roots, calculating the reproduction factor (RF). The combination of biological nematicides with resistant cultivars did not yield substantial benefits in controlling reniform nematodes in soybean but safeguarding resistant cultivars through the application of chemical or biological nematicides is important to mitigate inoculum pressure on resistance genes. In addition, biological nematicides evaluated in this study did not improve soybean plant development and we concluded that managing reniform nematodes in soybean necessitates the integration of diverse control measures to effectively address the challenges posed by this nematode's impact on crops.

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Acknowledgments

A. C. Z. Machado would like to thank Conselho Nacional de Desenvolvimento Científico e Tecnológico, CNPq, for the grants awarded.

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Rafaela Bueno Loreto & Andressa Cristina Zamboni Machado

Agronema Análise, Consultoria e Experimentação Nematológicas, Londrina, Paraná, Brasil

Santino Aleandro da Silva & Andressa Cristina Zamboni Machado

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All authors contributed to the study conception and design. Material preparation, data collection and analysis were performed by Rafaela Bueno, and Santino A. Silva. The first draft of the manuscript was written by Andressa C. Z. Machado, Santino Silva and Rafaela Bueno and all authors commented on previous versions of the manuscript. All authors read and approved the final manuscript.

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Correspondence to Andressa Cristina Zamboni Machado .

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Loreto, R.B., da Silva, S.A. & Machado, A.C.Z. Management of Rotylenchulus reniformis in soybean using genetic and biological approaches. Trop. plant pathol. (2024). https://doi.org/10.1007/s40858-024-00687-9

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DOI : https://doi.org/10.1007/s40858-024-00687-9

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