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Writing a Research Paper Introduction | Step-by-Step Guide

Published on September 24, 2022 by Jack Caulfield . Revised on March 27, 2023.

Writing a Research Paper Introduction

The introduction to a research paper is where you set up your topic and approach for the reader. It has several key goals:

  • Present your topic and get the reader interested
  • Provide background or summarize existing research
  • Position your own approach
  • Detail your specific research problem and problem statement
  • Give an overview of the paper’s structure

The introduction looks slightly different depending on whether your paper presents the results of original empirical research or constructs an argument by engaging with a variety of sources.

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Table of contents

Step 1: introduce your topic, step 2: describe the background, step 3: establish your research problem, step 4: specify your objective(s), step 5: map out your paper, research paper introduction examples, frequently asked questions about the research paper introduction.

The first job of the introduction is to tell the reader what your topic is and why it’s interesting or important. This is generally accomplished with a strong opening hook.

The hook is a striking opening sentence that clearly conveys the relevance of your topic. Think of an interesting fact or statistic, a strong statement, a question, or a brief anecdote that will get the reader wondering about your topic.

For example, the following could be an effective hook for an argumentative paper about the environmental impact of cattle farming:

A more empirical paper investigating the relationship of Instagram use with body image issues in adolescent girls might use the following hook:

Don’t feel that your hook necessarily has to be deeply impressive or creative. Clarity and relevance are still more important than catchiness. The key thing is to guide the reader into your topic and situate your ideas.

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This part of the introduction differs depending on what approach your paper is taking.

In a more argumentative paper, you’ll explore some general background here. In a more empirical paper, this is the place to review previous research and establish how yours fits in.

Argumentative paper: Background information

After you’ve caught your reader’s attention, specify a bit more, providing context and narrowing down your topic.

Provide only the most relevant background information. The introduction isn’t the place to get too in-depth; if more background is essential to your paper, it can appear in the body .

Empirical paper: Describing previous research

For a paper describing original research, you’ll instead provide an overview of the most relevant research that has already been conducted. This is a sort of miniature literature review —a sketch of the current state of research into your topic, boiled down to a few sentences.

This should be informed by genuine engagement with the literature. Your search can be less extensive than in a full literature review, but a clear sense of the relevant research is crucial to inform your own work.

Begin by establishing the kinds of research that have been done, and end with limitations or gaps in the research that you intend to respond to.

The next step is to clarify how your own research fits in and what problem it addresses.

Argumentative paper: Emphasize importance

In an argumentative research paper, you can simply state the problem you intend to discuss, and what is original or important about your argument.

Empirical paper: Relate to the literature

In an empirical research paper, try to lead into the problem on the basis of your discussion of the literature. Think in terms of these questions:

  • What research gap is your work intended to fill?
  • What limitations in previous work does it address?
  • What contribution to knowledge does it make?

You can make the connection between your problem and the existing research using phrases like the following.

Although has been studied in detail, insufficient attention has been paid to . You will address a previously overlooked aspect of your topic.
The implications of study deserve to be explored further. You will build on something suggested by a previous study, exploring it in greater depth.
It is generally assumed that . However, this paper suggests that … You will depart from the consensus on your topic, establishing a new position.

Now you’ll get into the specifics of what you intend to find out or express in your research paper.

The way you frame your research objectives varies. An argumentative paper presents a thesis statement, while an empirical paper generally poses a research question (sometimes with a hypothesis as to the answer).

Argumentative paper: Thesis statement

The thesis statement expresses the position that the rest of the paper will present evidence and arguments for. It can be presented in one or two sentences, and should state your position clearly and directly, without providing specific arguments for it at this point.

Empirical paper: Research question and hypothesis

The research question is the question you want to answer in an empirical research paper.

Present your research question clearly and directly, with a minimum of discussion at this point. The rest of the paper will be taken up with discussing and investigating this question; here you just need to express it.

A research question can be framed either directly or indirectly.

  • This study set out to answer the following question: What effects does daily use of Instagram have on the prevalence of body image issues among adolescent girls?
  • We investigated the effects of daily Instagram use on the prevalence of body image issues among adolescent girls.

If your research involved testing hypotheses , these should be stated along with your research question. They are usually presented in the past tense, since the hypothesis will already have been tested by the time you are writing up your paper.

For example, the following hypothesis might respond to the research question above:

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The final part of the introduction is often dedicated to a brief overview of the rest of the paper.

In a paper structured using the standard scientific “introduction, methods, results, discussion” format, this isn’t always necessary. But if your paper is structured in a less predictable way, it’s important to describe the shape of it for the reader.

If included, the overview should be concise, direct, and written in the present tense.

  • This paper will first discuss several examples of survey-based research into adolescent social media use, then will go on to …
  • This paper first discusses several examples of survey-based research into adolescent social media use, then goes on to …

Full examples of research paper introductions are shown in the tabs below: one for an argumentative paper, the other for an empirical paper.

  • Argumentative paper
  • Empirical paper

Are cows responsible for climate change? A recent study (RIVM, 2019) shows that cattle farmers account for two thirds of agricultural nitrogen emissions in the Netherlands. These emissions result from nitrogen in manure, which can degrade into ammonia and enter the atmosphere. The study’s calculations show that agriculture is the main source of nitrogen pollution, accounting for 46% of the country’s total emissions. By comparison, road traffic and households are responsible for 6.1% each, the industrial sector for 1%. While efforts are being made to mitigate these emissions, policymakers are reluctant to reckon with the scale of the problem. The approach presented here is a radical one, but commensurate with the issue. This paper argues that the Dutch government must stimulate and subsidize livestock farmers, especially cattle farmers, to transition to sustainable vegetable farming. It first establishes the inadequacy of current mitigation measures, then discusses the various advantages of the results proposed, and finally addresses potential objections to the plan on economic grounds.

The rise of social media has been accompanied by a sharp increase in the prevalence of body image issues among women and girls. This correlation has received significant academic attention: Various empirical studies have been conducted into Facebook usage among adolescent girls (Tiggermann & Slater, 2013; Meier & Gray, 2014). These studies have consistently found that the visual and interactive aspects of the platform have the greatest influence on body image issues. Despite this, highly visual social media (HVSM) such as Instagram have yet to be robustly researched. This paper sets out to address this research gap. We investigated the effects of daily Instagram use on the prevalence of body image issues among adolescent girls. It was hypothesized that daily Instagram use would be associated with an increase in body image concerns and a decrease in self-esteem ratings.

The introduction of a research paper includes several key elements:

  • A hook to catch the reader’s interest
  • Relevant background on the topic
  • Details of your research problem

and your problem statement

  • A thesis statement or research question
  • Sometimes an overview of the paper

Don’t feel that you have to write the introduction first. The introduction is often one of the last parts of the research paper you’ll write, along with the conclusion.

This is because it can be easier to introduce your paper once you’ve already written the body ; you may not have the clearest idea of your arguments until you’ve written them, and things can change during the writing process .

The way you present your research problem in your introduction varies depending on the nature of your research paper . A research paper that presents a sustained argument will usually encapsulate this argument in a thesis statement .

A research paper designed to present the results of empirical research tends to present a research question that it seeks to answer. It may also include a hypothesis —a prediction that will be confirmed or disproved by your research.

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Title: the ai scientist: towards fully automated open-ended scientific discovery.

Abstract: One of the grand challenges of artificial general intelligence is developing agents capable of conducting scientific research and discovering new knowledge. While frontier models have already been used as aides to human scientists, e.g. for brainstorming ideas, writing code, or prediction tasks, they still conduct only a small part of the scientific process. This paper presents the first comprehensive framework for fully automatic scientific discovery, enabling frontier large language models to perform research independently and communicate their findings. We introduce The AI Scientist, which generates novel research ideas, writes code, executes experiments, visualizes results, describes its findings by writing a full scientific paper, and then runs a simulated review process for evaluation. In principle, this process can be repeated to iteratively develop ideas in an open-ended fashion, acting like the human scientific community. We demonstrate its versatility by applying it to three distinct subfields of machine learning: diffusion modeling, transformer-based language modeling, and learning dynamics. Each idea is implemented and developed into a full paper at a cost of less than $15 per paper. To evaluate the generated papers, we design and validate an automated reviewer, which we show achieves near-human performance in evaluating paper scores. The AI Scientist can produce papers that exceed the acceptance threshold at a top machine learning conference as judged by our automated reviewer. This approach signifies the beginning of a new era in scientific discovery in machine learning: bringing the transformative benefits of AI agents to the entire research process of AI itself, and taking us closer to a world where endless affordable creativity and innovation can be unleashed on the world's most challenging problems. Our code is open-sourced at this https URL
Subjects: Artificial Intelligence (cs.AI); Computation and Language (cs.CL); Machine Learning (cs.LG)
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NREL Research Synthesizes Molecular Aggregates for Solar Energy Applications

Schematic evolution from solvated individual Tc-DA molecules to dimers to larger clusters through concentration-induced aggregation.

No molecule stands alone—they need others, at least when it comes to being able to display useful photophysical, electronic, and chemical properties. When individual molecules combine into an aggregate, or a complex of two or more molecules, they become much more than the sum of their individual parts.

Photoactive molecular aggregates, though—complexes of two or more chromophores, which are molecules that absorb light at certain wavelengths, thereby displaying color—go where isolated molecules do not. Due to the favorable interactions between molecules, these aggregates are of interest for biomedical, solar-energy-harvesting, and light-generating technologies. That is because—in natural photosynthesis and in bioinspired technological applications—photoactive aggregates are efficient at energy transfer, the transport of solar energy from one place to another. For instance, in natural photosynthesis, the most widespread energy conversion system on our planet, aggregates efficiently transfer the energy from where the light is absorbed to where it is converted into charges for electricity or chemicals for fuel production.

National Renewable Energy Laboratory (NREL) researchers have synthesized two new compounds and studied how the properties of the individual molecules contribute to the—often unexpected—properties of the larger aggregates. The team synthesized tetracene diacid (Tc-DA) and a dimethyl ester analogue (Tc-DE) designed to prevent intermolecular hydrogen bonding while preserving Tc-DA's core electronics. The results are described in a Journal of the American Chemical Society paper , " Tetracene Diacid Aggregates for Directing Energy Flow toward Triplet Pairs ."

"The goal of this fundamental study was to decipher which molecular properties dictate the eventual emergent properties of the collective ensemble where the whole is greater than the sum of the individual parts, similar to putting seemingly unrelated puzzle pieces together and an unexpected image emerges," said NREL's Justin Johnson, senior scientist. "For molecular-based light harvesting architectures that aim to use unconventional mechanisms to more efficiently use the solar spectrum than typical solar cells, it's the collective properties that determine efficiency."

"Tc-DA was created to exploit intermolecular hydrogen-bonding interactions at semiconductor surfaces to well-ordered monolayers," said NREL's Nicholas Pompetti, postdoctoral researcher. "However, we found that we could control the aggregation of Tc-DA as it approached the surface through solvent and concentration choices. This opened up insights about tetracene-based aggregates and how their size and structure provide promising pathways for their use in light-harvesting applications."

In a given solvent environment, strong intermolecular interactions direct stable and deterministic aggregation. However, strong but uncontrolled interactions might lead to the formation of large aggregates that may weaken solubility. On the other hand, weak interactions spur dissociation with molecules acting as monomers. Fortunately for Tc-DA, the degree of aggregation can be finely controlled, ranging from monomers to stable larger order aggregates by changing concentration or solvent system.

Tetracene and its derivatives are prime candidates for singlet fission (SF), a process that may improve photoconversion efficiency by reducing wasteful heat production and relies on specific molecular dispositions that aggregates can achieve. Researchers used 1 H nuclear magnetic resonance (NMR) spectroscopy, computational modeling, and concentration-dependent optical behavior to investigate the likely aggregate structure of Tc-DA and Tc-DE. Steady-state spectroscopy analysis allowed them to observe absorption behavior and emission profiles of the aggregates. Computational modeling using density functional theory (performed by Kori Smyser and Sandeep Sharma at the University of Colorado Boulder), in combination with the NMR results, informed the researchers of the likely orientation of molecules within an aggregate structure. Researchers then examined the impacts of aggregation on Tc-DA's excited-state dynamics using transient absorption spectroscopy.

"The excited-state dynamics were surprisingly sensitive to crossing a well-defined threshold of concentration, almost like going through a phase transition for a pure material," Johnson said.

As the size and structure of the aggregates are important to light harvesting, researchers systematically varied solvent polarity and concentration in solution to analyze the well-defined tetracene aggregates and their behaviors, including the potentially important singlet fission. The researchers found that noncovalent tetracene-based aggregates beyond a dimer were stabilized at certain solvent polarities and concentrations, rapidly forming charge transfer and multiexcitonic states, which are desirable species for delivering charges (sometimes multiple units) to an electrode or catalyst.

The combination of NMR, computational studies, and spectroscopic results allowed the researchers to describe aggregate structures not often seen in solution-phase polyacenes.

"Controlling the landscape through molecular design and the associated solvent clearly allows us to dictate what the electrons do when they are photoexcited," Johnson said. "Nature uses hydrogen bonds in many types of aggregated architectures to tune energy landscapes in a similar fashion, like funneling water to a reservoir. Bringing such principles to artificial light-harvesting systems with the potential for controlling multiexcitons is a logical pursuit that is leading to interesting consequences."

Learn more about Basic Energy Sciences at NREL and about the U.S. Department of Energy Office of Science Basic Energy Sciences program . Read " Tetracene Diacid Aggregates for Directing Energy Flow toward Triplet Pairs " in the Journal of the American Chemical Society .

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